DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• O••••••

F••••••••• I••••••••• A••••••• L••independent RIAPhoenix, Az IA-onlyIAPD 6768704

Feed of 09/15/2026

Also filed as Steven Oflynn

At current firm

1 y

since Aug 8, 2025

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• I••••••••• A••••••• L•• independent RIA current
since Aug 8, 2025 · Phoenix, Az
B••••••• R••••••••• A•••••••• L•• independent RIA
Dec 14, 2023 to May 7, 2025 · Lehi, Ut
F••••• F•••••••• G••••• L•• independent RIA
Jul 17, 2023 to Oct 11, 2023 · San Pedro, Ca
S•••• B••••••• R••••••••• P••• unclassified
Jul 23, 2021 to Sep 13, 2023 · San Pedro, Ca
M••••• S•••••• wirehouse
Aug 26, 2019 to Mar 31, 2021 · Torrance, Ca
E••••• J•••• national BD
Aug 31, 2017 to Sep 25, 2018 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

B••••••• R••••••••• A•••••••• L•• to F••••••••• I••••••••• A••••••• L••
left May 7, 2025, registered Aug 8, 2025 (93 days) · RIA to RIA
F••••• F•••••••• G••••• L•• to B••••••• R••••••••• A•••••••• L••
left Oct 11, 2023, registered Dec 14, 2023 (64 days) · RIA to RIA
S•••• B••••••• R••••••••• P••• to F••••• F•••••••• G••••• L••
left Sep 13, 2023, registered Jul 17, 2023 (-58 days) · Other
M••••• S•••••• to S•••• B••••••• R••••••••• P•••
left Mar 31, 2021, registered Jul 23, 2021 (114 days) · Other
E••••• J•••• to M••••• S••••••
left Sep 25, 2018, registered Aug 26, 2019 (335 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S•••• O•••••• left B••••••• R••••••••• A•••••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2025-08-08)
May 7, 2025 · Advisor changed firm · fact
S•••• O•••••• left F••••• F•••••••• G••••• L•• for B••••••• R••••••••• A•••••••• L•• (registered 2023-12-14)
Oct 11, 2023 · Advisor changed firm · fact
S•••• O•••••• left S•••• B••••••• R••••••••• P••• for F••••• F•••••••• G••••• L•• (registered 2023-07-17)
Sep 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address