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RIA / WealthAdvisor31 years in industry

SALIM RESHWAN

Advisor at AUXI ASSET MANAGEMENT, LLC

DANVILLE, CA

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Search this name across graphsid dfx:ria:d89b67db-470f-7e72-e842-b8f5dcf733ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUXI ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 24, 1995
First registration: Aug 11, 2000
Dual registered: no
Other names: SAM RESHWAN|SALIM S RESHWAN
IAPD individual key: 2510499

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUXI ASSET MANAGEMENT, LLC	State registered	Jan 1, 2025	n/a	yes	DANVILLE, CA	Current employment
STONE & YOUNGBERG LLC	Former SEC adviser	Nov 4, 2011	Jun 7, 2012	no	SAN FRANCISCO, CA	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 4, 2011	Jun 4, 2012	no	SAN FRANCISCO, CA	Previous registration
S & Y ASSET MANAGEMENT LLC	n/a	Aug 30, 2006	Dec 24, 2008	no	SAN FRANCISCO, CA\|SAN FRANCISCO , CA\|SAN FRANCISCO, CA	Previous registration
STONE & YOUNGBERG LLC	Former SEC adviser	May 8, 2006	Nov 3, 2011	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
ROBERTSON STEPHENS, INC.	n/a	Aug 11, 2000	Aug 15, 2002	no	SFO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONE & YOUNGBERG LLC	AUXI ASSET MANAGEMENT, LLC	Jun 7, 2012	Jan 1, 2025	4,591	Firm change after gap	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	STONE & YOUNGBERG LLC	Jun 4, 2012	Nov 4, 2011	-213	Channel change	Other
STONE & YOUNGBERG LLC	S & Y ASSET MANAGEMENT LLC	Nov 3, 2011	Aug 30, 2006	-1,891	Firm change after gap	Other
S & Y ASSET MANAGEMENT LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 24, 2008	Nov 4, 2011	1,045	Firm change after gap	Other
ROBERTSON STEPHENS, INC.	STONE & YOUNGBERG LLC	Aug 15, 2002	May 8, 2006	1,362	Firm change after gap	Other

Relationships

Registered with (5)

→ AUXI ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ STONE & YOUNGBERG LLCRegistered adviserregistration: previous registration
Nov 4, 2011 to Jun 7, 2012factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Nov 4, 2011 to Jun 4, 2012factForm ADV
→ S & Y ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 30, 2006 to Dec 24, 2008factForm ADV
→ ROBERTSON STEPHENS, INC.Registered adviserregistration: previous registration
Aug 11, 2000 to Aug 15, 2002factForm ADV

Dated events

No dated event names this entity yet.