DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Salim Reshwan
Feed of 09/14/2026
Also filed as Sam Reshwan
At current firm
1 y
since Jan 1, 2025
In the industry
31 y
since Aug 24, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Auxi Asset Management, LLC state registered currentsince Jan 1, 2025 · Danville, Ca
- Stifel, Nicolaus & Company, Incorporated national BDNov 4, 2011 to Jun 4, 2012 · San Francisco, Ca
- Stone & Youngberg LLC formerNov 4, 2011 to Jun 7, 2012 · San Francisco, Ca
- S & Y Asset Management LLC unclassifiedAug 30, 2006 to Dec 24, 2008 · San Francisco, Ca
- Stone & Youngberg LLC formerMay 8, 2006 to Nov 3, 2011 · San Francisco, Ca
- Robertson Stephens, Inc. unclassifiedAug 11, 2000 to Aug 15, 2002 · Sfo, Ca
Moves
a registration end followed by a registration begin elsewhere
- Stone & Youngberg LLC to Auxi Asset Management, LLCleft Jun 7, 2012, registered Jan 1, 2025 (4591 days) · Other
- Stifel, Nicolaus & Company, Incorporated to Stone & Youngberg LLCleft Jun 4, 2012, registered Nov 4, 2011 (-213 days) · channel change inside one enterprise, not a move
- Stone & Youngberg LLC to S & Y Asset Management LLCleft Nov 3, 2011, registered Aug 30, 2006 (-1891 days) · Other
- S & Y Asset Management LLC to Stifel, Nicolaus & Company, Incorporatedleft Dec 24, 2008, registered Nov 4, 2011 (1045 days) · Other
- Robertson Stephens, Inc. to Stone & Youngberg LLCleft Aug 15, 2002, registered May 8, 2006 (1362 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address