DFX Intelligence

T••••• L••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

T••••• L••••• S•••••••

Advisor at S••• I••••••••• C••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:d8a1b943-0adf-559a-cad1-8a48ee04eadc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• I••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• I••••••••• C••••••	Independent wealth	Jan 6, 2026	n/a	yes	SAN ANTONIO, TX	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Apr 12, 2006	Jan 8, 2026	no	BOERNE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	S••• I••••••••• C••••••	Jan 8, 2026	Jan 6, 2026	-2	Firm change	RIA to RIA
K•••••• C•••••• M•••••• I•••	A••••••• A•••• M••••••••• I•••	Aug 9, 2002	Apr 12, 2006

Relationships

Registered with (3)

→ S••• I••••••••• C••••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 12, 2006 to Jan 8, 2026factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 20, 1999 to Aug 9, 2002factForm ADV

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
T••••• L••••• S••••••• left A••••••• A•••• M••••••••• I••• for S••• I••••••••• C•••••• (registered 2026-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8a1b943-0adf-559a-cad1-8a48ee04eadc
First observed: Jan 20, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.