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J••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J••••• W•••

Advisor at H•••••• I••••••••• S•••••••• L••

OAKBROOK TERRACE, IL | COLORADO SPRINGS, CO | Palmetto Bay, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8c6664f-cd83-909f-6a21-80e070d1056e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• A••••••• I•••	Independent wealth	Mar 31, 2025	n/a	yes	COLORADO SPRINGS, CO\|Palmetto Bay, FL	Current employment
H•••••• I••••••••• S•••••••• L••	Independent wealth	Mar 31, 2025	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• L••	H•••••• I••••••••• S•••••••• L••	Jan 30, 2025	Mar 31, 2025	60	Firm change	RIA to RIA
S• A•••••••• L••	I•••••• I••••••••• L••	Mar 7, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171988:300279:ID:2019-02-18	Mar 4, 2019	Feb 27, 2019	MERIDIAN, ID	Firm change
17486:154680:FL:2017-06-16	Jun 19, 2017	Jan 17, 2018	CASSELBERRY, FL	Firm change

Relationships

Registered with (9)

→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ E•••• A••••••• I•••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ I•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2019 to Jan 30, 2025factForm ADV
→ S• A•••••••• L••

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
J••••• W••• left I•••••• A•••••••• L•• for E•••• A••••••• I••• (registered 2025-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8c6664f-cd83-909f-6a21-80e070d1056e
First observed: Jul 20, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.