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RIA / WealthAdvisorCertified Financial Planner34 years in industry

GEORGE FRANCIS O'BRIEN

Advisor at MARINER WEALTH

Overland Park, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER WEALTH
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 23, 1991
First registration: Jun 15, 2002
Dual registered: no
Other names: FRANK OBRIEN|GEORGE FRANCIS OBRIEN|GEORGE FRANCIS OBRIEN
IAPD individual key: 2183177

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARINER WEALTH	No RAUM reported	Jun 4, 2026	n/a	yes	Overland Park, KS	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Aug 15, 2013	Mar 27, 2026	no	GREENVILLE, SC\|FT. LAUDERDALE, FL\|CORAL GABLES, FL\|VIENNA, VA\|VIENNA, VA\|Greenville, SC\|Greenville, SC	Previous registration
WHM CAPITAL ADVISORS, LLC	Former SEC adviser	May 27, 2011	Aug 21, 2013	no	GREENVILLE, SC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 3, 2006	May 13, 2011	no	GREENVILLE, SC\|GREENVILLE, SC\|HILTON HEAD, SC\|HILTON HEAD ISLAND, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2002	Dec 31, 2005	no	GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	MARINER WEALTH	Mar 27, 2026	Jun 4, 2026	69	Firm change	Other
WHM CAPITAL ADVISORS, LLC	TD PRIVATE CLIENT WEALTH LLC	Aug 21, 2013	Aug 15, 2013	-6	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	WHM CAPITAL ADVISORS, LLC	May 13, 2011	May 27, 2011	14	Firm change	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Dec 31, 2005	Oct 3, 2006	276	Firm change	Other

Relationships

Registered with (5)

→ MARINER WEALTHRegistered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Aug 15, 2013 to Mar 27, 2026factForm ADV
→ WHM CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 27, 2011 to Aug 21, 2013factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 3, 2006 to May 13, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2002 to Dec 31, 2005factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
George Francis O'Brien left Td Private Client Wealth Llc for Mariner Wealth (registered 2026-06-04)
Form ADVobserved 5 days ago