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MARINER WEALTH ADVISORS-IC, LLC, CRD 289886
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TRAVIS JOHN SCHMITZ | n/a | OVERLAND PARK, KS | 8 | 24 | 1 | no |
| DANIEL JON DAVIS | n/a | OVERLAND PARK, KS | 8 | 17 | 1 | no |
| SCOTT D SORENSON | n/a | OVERLAND PARK, KS | 8 | 22 | 1 | no |
| RYAN MICHAEL LUETKENHAUS | n/a | OVERLAND PARK, KS | 8 | 23 | 1 | no |
| ROBERT HAROLD BERGER | n/a | OVERLAND PARK, KS | 8 | 29 | 1 | no |
| Patrick John Calvert | n/a | OVERLAND PARK, KS | 8 | 13 | n/a | no |
| BRENT TRAVIS FRIEHAUF | n/a | OVERLAND PARK, KS | 8 | 32 | 1 | no |
| MICHAEL JAMES SMITH | n/a | OVERLAND PARK, KS | 8 | 17 | n/a | no |
| Andrew John Worthington | n/a | OVERLAND PARK, KS | 7 | 16 | n/a | no |
| CHRISTOPHER DALE FORD | n/a | OVERLAND PARK, KS | 6 | 18 | 1 | no |
| JOSHUA JAMES HONN | n/a | OVERLAND PARK, KS | 6 | 15 | 1 | no |
| PAUL ELLIOT COHEN | n/a | OVERLAND PARK, KS | 6 | 22 | 3 | no |
| JOAN KATHRYN MORROW | n/a | OVERLAND PARK, KS | 6 | 13 | n/a | no |
| TIMOTHY GEORGE BRUCKER | n/a | STATE COLLEGE, PA | 6 | 23 | 3 | no |
| Clinton Alan Heaser | n/a | OVERLAND PARK, KS | 6 | 17 | n/a | no |
| TIMOTHY ROBERT MARSHALL | n/a | STATE COLLEGE, PA | 6 | 24 | 4 | no |
| SCOTT A. BROKKE | n/a | OVERLAND PARK, KS | 6 | 40 | 1 | no |
| DEANN LYNN MORGAN | Certified Financial Planner | STEPHENVILLE, TX | 5 | 27 | 3 | no |
| STEVEN KELLY DUGGAN | n/a | OVERLAND PARK, KS | 5 | 32 | 2 | no |
| DENNIS JOHN MUYSKENS | n/a | OVERLAND PARK, KS | 5 | 30 | 2 | no |
| JORDAN RAY DOWNEY | n/a | OVERLAND PARK, KS | 5 | 15 | n/a | no |
| Randall Eric Kathol | n/a | OVERLAND PARK, KS | 5 | 14 | n/a | no |
| Daniel Frank Hutchins | Personal Financial Specialist | Overland Park, KS | 4 | 39 | 1 | no |
| ELIZABETH ANNE GOLWAY | Personal Financial Specialist | Overland Park, KS | 4 | 29 | 1 | no |
| DAVID S PUMMEL | n/a | Overland Park, KS | 4 | 42 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BICKNELL, CHERYL, RENEE | CHIEF OPERATING OFFICER | Na | yes | 09/2017 | Sep 8, 2017 | Jul 26, 2024 |
| BICKNELL, CHERYL, RENEE | ELECTED MANAGER | F | yes | 07/2021 | Sep 8, 2017 | Jul 26, 2024 |
| BICKNELL, MARTIN, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | Na | yes | 09/2017 | Sep 8, 2017 | Jul 26, 2024 |
| BICKNELL, MARTIN, CHRISTOPHER | ELECTED MANAGER | F | yes | 07/2021 | Sep 8, 2017 | Jul 26, 2024 |
| DANHAKL, JOHN, GLENN | Trustee | F | yes | 10/1997 | Jul 30, 2021 | Jul 26, 2024 |
| EMERALD HOLDINGS I, LLC | GENERAL PARTNER | F | yes | 08/2016 | Jul 30, 2021 | Jul 26, 2024 |
| EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | E | yes | 11/2022 | Jul 30, 2021 | Jul 26, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 30, 2021 | Jul 26, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 30, 2021 | Jul 26, 2024 |
| GEI VIII MW AGGREGATOR LLC | Member | C | yes | 06/2021 | Jul 30, 2021 | Jul 26, 2024 |
| GREEN EQUITY INVESTORS SIDE VIII L.P. | Member | E | yes | 04/2021 | Jul 30, 2021 | Jul 26, 2024 |
| HENSON, GARY, PAUL | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2023 | Jul 26, 2024 |
| LEONARD GREEN & PARTNERS, L.P. | Manager | E | yes | 07/2014 | Jul 30, 2021 | Jul 26, 2024 |
| LGP FEEDER. L.P. | LIMITED PARTNER | D | yes | 11/2022 | Mar 30, 2023 | Jul 26, 2024 |
| LGP MANAGEMENT, INC. | Manager | F | yes | 12/2019 | Jul 30, 2021 | Jul 26, 2024 |
| LGP MANAGEMENT, INC. | GENERAL PARTNER | F | yes | 06/1996 | Jul 30, 2021 | Jul 26, 2024 |
| MARINER WEALTH ADVISORS | MANAGING MEMBER | E | yes | 09/2017 | Sep 8, 2017 | Jul 26, 2024 |
| MARINER WEALTH ADVISORS, LLC | MANAGING MEMBER | E | yes | 09/2008 | Mar 28, 2019 | Jul 26, 2024 |
| MWA HOLDCO, LLC | Manager | F | yes | 06/2021 | Jul 30, 2021 | Jul 26, 2024 |
| MWA MIDCO, LLC | Manager | F | yes | 06/2021 | Jul 30, 2021 | Jul 26, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Jul 30, 2021 | Jul 26, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Jul 30, 2021 | Jul 26, 2024 |
| SEIFFER, JONATHAN, ADAM | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2023 | Jul 26, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | ELECTED MANAGER | F | yes | 07/2021 | Jul 30, 2021 | Jul 26, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | Trustee | F | yes | 10/1997 | Jul 30, 2021 | Jul 26, 2024 |
| THE DANHAKL REVOCABLE TRUST | Member | C | yes | 05/2012 | Jul 30, 2021 | Jul 26, 2024 |
| THE DANHAKL REVOCABLE TRUST | LIMITED PARTNER | C | yes | 06/2012 | Jul 30, 2021 | Jul 26, 2024 |
| THE SOKOLOFF FAMILY TRUST | LIMITED PARTNER | C | yes | 06/2012 | Jul 30, 2021 | Jul 26, 2024 |
| THE SOKOLOFF FAMILY TRUST | Member | C | yes | 05/2012 | Jul 30, 2021 | Jul 26, 2024 |
| DORIAN, ANNE, JENELLE | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | Na | no | 09/2017 | Mar 29, 2018 | Jul 26, 2024 |
| GEI VIII MW BLOCKER LLC | Member | D | no | 04/2021 | Jul 30, 2021 | Jul 26, 2024 |
| GREEN EQUITY INVESTORS VIII L.P. | Member | C | no | 04/2021 | Jul 30, 2021 | Jul 26, 2024 |
| KIEFER-GOLDENBERG, MAUREEN, KIM | SENIOR VICE PRESIDENT, COMPLIANCE | Na | no | 11/2022 | Mar 30, 2023 | Jul 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MARINER, LLC | n/a | Bd affiliated wealth | $125B | Y | yes | n/a |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | n/a | Bd affiliated wealth | $9.6B | N | yes | n/a |
| MARINER PLATFORM SOLUTIONS, LLC | n/a | Independent wealth | $7.3B | N | yes | n/a |
| BAYSTATE WEALTH MANAGEMENT LLC | n/a | Independent wealth | $2.8B | N | yes | n/a |
| 1248 PARTNERS, LLC | n/a | Asset manager | $323M | N | yes | n/a |
| FLYOVER CAPITAL PARTNERS, LLC | n/a | Asset manager | $148M | N | yes | n/a |
| MARINER WEALTH ADVISORS-PR, LLC | n/a | Former SEC adviser | $2.2M | N | yes | n/a |
| MARINER INSURANCE RESOURCES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER TRUST COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| MONTAGE FUND ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| MSEC, LLC | n/a | n/a | n/a | N | yes | n/a |
| UBIQUITY MANAGEMENT, LP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $0 | $0 | 65 | 65 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $0 | $0 | 50 | 50 | 0 | n/a | n/a |
| 2023 | Mar 19, 2024 | n/a | n/a | 37 | 37 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | n/a | n/a | 34 | 34 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | n/a | n/a | 33 | 33 | 0 | n/a | n/a |
| 2020 | Mar 2, 2021 | n/a | n/a | 29 | 29 | 0 | n/a | n/a |
| 2019 | Mar 13, 2020 | n/a | n/a | 25 | 25 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | n/a | n/a | 12 | 12 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | n/a | n/a | 13 | 13 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 1.5% | 0 | 1 | 0 | 14 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 65 | 50 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | 3 | Jun 20, 2025 | Jun 27, 2025 | TULSA, OK | Team lift out | Other | 0.1% |
| AVANTAX PLANNING PARTNERS, INC. | 4 | Aug 20, 2024 | Apr 16, 2025 | KENNESAW, GA | Team lift out | Other | 1.9% |
| AVANTAX PLANNING PARTNERS, INC. | 3 | Dec 22, 2021 | Feb 17, 2023 | OVERLAND PARK, KS | Team lift out | Other | 2.4% |
| AVANTAX PLANNING PARTNERS, INC. | 2 | Dec 1, 2020 | Nov 23, 2020 | WATERLOO, IA | Team lift out | Other | 1.9% |
| Mariner | 2 | Feb 14, 2020 | Feb 10, 2020 | STATE COLLEGE, PA | Team lift out | Other | 0.8% |
| TWO WEST CAPITAL ADVISORS LLC | 2 | Sep 18, 2019 | Oct 7, 2019 | OVERLAND PARK, KS | Team lift out | Other | 14.3% |
| AVANTAX PLANNING PARTNERS, INC. | 4 | Oct 24, 2017 | Jan 3, 2018 | OMAHA, NE | Team lift out | Other | 4.2% |