DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••••• W•••••• L••
Laurel Hill, FL | LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• W•••••• L•• | Independent wealth | Feb 24, 2025 | n/a | yes | LITTLE ROCK, AR|Laurel Hill, FL | Current employment |
| R•••••••• A••••••• | Independent wealth | Nov 28, 2023 | Feb 14, 2025 | no | ATLANTA, GA|LAUREL HILL, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••••• A••••••• | N•••••• W•••••• L•• | Feb 14, 2025 | Feb 24, 2025 | 10 | Firm change | RIA to RIA |
| F••••••• C•••••• A•••••••• L•• | R•••••••• A••••••• | Jun 26, 2023 | Nov 28, 2023 |
| F••••••• C•••••• A•••••••• L•• | Former SEC adviser | Nov 12, 2021 | Jun 26, 2023 | no | Laurel Hill, FL | Previous registration |
| S••••••• | Bd affiliated wealth | Dec 11, 2020 | Oct 5, 2021 | no | RIDGELAND, MS|Laurel Hill, FL | Previous registration |
| F••••• I••••••••• | Independent wealth | Mar 22, 2007 | May 29, 2020 | no | NICEVILLE, FL|LAUREL HILL, FL|NICEVILLE, FL|PLANO, TX | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Feb 23, 2006 | Feb 7, 2007 | no | DESTIN, FL|PENSACOLA, FL|PENSACOLA, FL | Previous registration |
| 155 |
| Firm change |
| RIA to RIA |
| S••••••• | F••••••• C•••••• A•••••••• L•• | Oct 5, 2021 | Nov 12, 2021 | 38 | Firm change | Ibd to RIA |
| F••••• I••••••••• | S••••••• | May 29, 2020 | Dec 11, 2020 | 196 | Firm change | RIA to ibd |
| M••••• K••••• • C••••••• L•• | F••••• I••••••••• | Feb 7, 2007 | Mar 22, 2007 | 43 | Firm change | Other |