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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RESURGENT ADVISORS

RESURGENT FINANCIAL ADVISORS LLC, CRD 299575

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f62ccf7d-341c-0a7d-8b83-97c2a124fb67

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 27
On other graphs: 0
Observed: Nov 14, 2018 to Aug 24, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $355MItem 5.F on the latest filing (2026-08-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $311M
Private client RAUM: $350MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $39.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 10
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 913
Individual clients: 297
High net worth clients: 82
SEC number: 801-117725
CIK: 1912339
CRD: 299575
Filings on the tape: 38
First filed: Nov 14, 2018
Latest filed: Aug 24, 2026
Organised: Limited Liability Company, GA
Website: encompassadvising.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW WEBER POHLMAN	n/a	Chapel Hill, NC	5	17	3	no
DANIEL LEROY TAYLOR	Certified Financial Planner	Greenville, NC	4	39	2	no
GEORGE MICHAEL PERROS	n/a	Danville, KY \| ATLANTA, GA	1	43	4	no
William Richards Griffin	n/a	FENNVILLE, MI \| Danville, KY \| ATLANTA, GA	0	28	1	no
James Woodrow Hamilton	n/a	ATLANTA, GA	0	16	3	no
REBECCA KELLEY BOWLING	n/a	Danville, KY \| ATLANTA, GA	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAFFEY, KIP, REED	CHIEF EXECUTIVE OFFICER AND PRESIDENT	B	yes	11/2018	Nov 14, 2018	Mar 30, 2024
DECKER, KATHERINE, KRAFT	CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	11/2018	Aug 21, 2020	Mar 30, 2024
DUNCAN, TOWNES	GENERAL PARTNER	D	yes	08/2019	Nov 3, 2019	Mar 30, 2024
GERBER, CHARLES, COLE	GENERAL PARTNER	C	yes	08/2019	Nov 3, 2019	Mar 30, 2024
INVERGARRY HOLDINGS LP	Owner	C	yes	06/2019	Nov 3, 2019	Mar 30, 2024
PAGE, (JR), GENE RUFFNER	GENERAL PARTNER	C	yes	02/2021	Oct 30, 2023	Mar 30, 2024
POHLMAN, MATTHEW, WEBER	GENERA PARTNER	E	yes	07/2012	Mar 30, 2024	Mar 30, 2024
EAST FRANKLIN CAPITAL, LLC	Owner	A	no	01/2024	Mar 30, 2024	Mar 30, 2024
PCG PARTNERS, LLC	Owner	A	no	01/2024	Mar 30, 2024	Mar 30, 2024
SOROIBUS CAPITAL LLC	Owner	B	no	08/2022	Oct 30, 2023	Mar 30, 2024
SUTTON, SARAH, JEAN	CHIEF COMPLIANCE OFFICER	Na	no	10/2021	Nov 29, 2021	Mar 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	2	no
Danville	Ky	United States	2	no
CHAPEL HILL	Nc	United States	1	no
Greenville	Nc	United States	1	no
Wilmington	Nc	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$355M	$311M	20	10	9	n/a	n/a
2024	Mar 31, 2025	$326M	$266M	17	7	8	n/a	n/a
2023	Mar 30, 2024	$300M	$246M	17	7	8	n/a	n/a
2022	Mar 31, 2023	$400M	$348M	14	6	5	n/a	n/a
2021	Mar 31, 2022	$269M	$207M	14	8	6	n/a	n/a
2020	Mar 25, 2021	$135M	$105M	12	6	4	n/a	n/a
2019	Mar 30, 2020	$102M	$102M	12	12	2	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	6	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	22.2%	0	2	0	4	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$355M	$326M	8.7%	$400M	-3.9%	20	17	9	8

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WATERLOO CAPITAL	2	Aug 25, 2026	Sep 3, 2026	ATLANTA, GA	Team lift out	RIA to RIA	18.2%
KINGSWOOD WEALTH ADVISORS, LLC	2	Mar 2, 2023	Jan 11, 2023	ROSEVILLE, CA	Team lift out	RIA to RIA	25.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HAYDEN ROYAL	2	Mar 31, 2022	Feb 17, 2022	ROSEVILLE, CA	Team lift out	RIA to RIA	50.0%
THE FIDUCIARY ALLIANCE	2	Oct 8, 2019	Dec 13, 2019	GREENVILLE, SC	Team lift out	RIA to new firm	28.6%

Relationships

Registered with (18)

← REBECCA KELLEY BOWLINGAdvisorregistration: previous registration
Jun 17, 2023 to Jan 21, 2026factForm ADV
← James Woodrow HamiltonAdvisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← GEORGE BEYLOUNIAdvisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← ADAM LEE HILLAdvisorregistration: current employment
Jan 27, 2026 to presentfactForm ADV
← EDWARD RUTLEDGE MOOREAdvisorregistration: current employment
Jan 26, 2026 to presentfactForm ADV
← William Richards GriffinAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← GEORGE MICHAEL PERROSAdvisorregistration: current employment
Dec 16, 2024 to presentfactForm ADV
← DANIEL LEROY TAYLORAdvisorregistration: current employment
Jan 31, 2022 to presentfactForm ADV
← MATTHEW WEBER POHLMANAdvisorregistration: current employment
Mar 9, 2021 to presentfactForm ADV
← DAVID PARKER HUGHESAdvisorregistration: previous registration
Dec 3, 2019 to Aug 25, 2026factForm ADV
← STUART SOMMERVILLE CANZERIAdvisorregistration: previous registration
Dec 13, 2019 to Aug 25, 2026factForm ADV
← ROBERT BLANE BROOKSAdvisorregistration: previous registration
Nov 28, 2023 to Feb 14, 2025factForm ADV
← RANDY G KOLENDAAdvisorregistration: previous registration
Feb 17, 2022 to Apr 10, 2023factForm ADV
← MICHELLE L CAVALLEROAdvisorregistration: previous registration
Feb 16, 2022 to Mar 2, 2023factForm ADV
← MATTHEW THOMAS NADEAUAdvisorregistration: previous registration
Feb 16, 2022 to Mar 2, 2023factForm ADV
← GARY G GARCIAAdvisorregistration: previous registration
Jan 31, 2022 to Mar 2, 2023factForm ADV
← LAMARTINE GRIFFIN HARDMANAdvisorregistration: previous registration
Jan 3, 2020 to Sep 17, 2020factForm ADV
← POLLY WHITE CORDLEAdvisorregistration: previous registration
Dec 13, 2019 to May 4, 2020factForm ADV

Moved with (4)

→ WATERLOO CAPITALRegistered adviser2 advisors, team lift out, same day
Aug 25, 2026 to Sep 3, 2026factForm ADV
→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 2, 2023 to Jan 11, 2023factForm ADV
← HAYDEN ROYALRegistered adviser2 advisors, team lift out, same day
Mar 31, 2022 to Feb 17, 2022factForm ADV
← THE FIDUCIARY ALLIANCERegistered adviser2 advisors, team lift out, same day
Oct 8, 2019 to Dec 13, 2019factForm ADV

Controls (7)

← CAFFEY, KIP, REEDOwnerCHIEF EXECUTIVE OFFICER AND PRESIDENT, ownership code B, individual
Nov 14, 2018 to Mar 30, 2024factForm ADV
← DUNCAN, TOWNESOwnerGENERAL PARTNER, ownership code D, individual
Nov 3, 2019 to Mar 30, 2024factForm ADV
← DECKER, KATHERINE, KRAFTOwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Aug 21, 2020 to Mar 30, 2024factForm ADV
← PAGE, (JR), GENE RUFFNEROwnerGENERAL PARTNER, ownership code C, individual
Oct 30, 2023 to Mar 30, 2024factForm ADV
← POHLMAN, MATTHEW, WEBEROwnerGENERA PARTNER, ownership code E, individual
Mar 30, 2024 to Mar 30, 2024factForm ADV
← GERBER, CHARLES, COLEOwnerGENERAL PARTNER, ownership code C, individual
Nov 3, 2019 to Mar 30, 2024factForm ADV
← INVERGARRY HOLDINGS LPOwnerOWNER, ownership code C, domestic entity
Nov 3, 2019 to Mar 30, 2024factForm ADV

Owns (4)

← SUTTON, SARAH, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 29, 2021 to Mar 30, 2024factForm ADV
← EAST FRANKLIN CAPITAL, LLCOwnerOWNER, ownership code A, domestic entity
Mar 30, 2024 to Mar 30, 2024factForm ADV
← PCG PARTNERS, LLCOwnerOWNER, ownership code A, domestic entity
Mar 30, 2024 to Mar 30, 2024factForm ADV
← SOROIBUS CAPITAL LLCOwnerOWNER, ownership code B, domestic entity
Oct 30, 2023 to Mar 30, 2024factForm ADV

Dated events

Occurred
Aug 25, 2026
Team lift-out
2 advisors left Resurgent Advisors (Atlanta, GA) for Waterloo Capital on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Aug 25, 2026
Advisor changed firm
David Parker Hughes left Resurgent Advisors for Waterloo Capital (registered 2026-09-03)
Form ADVobserved 4 days ago
Occurred
Aug 25, 2026
Advisor changed firm
Stuart Sommerville Canzeri left Resurgent Advisors for Waterloo Capital (registered 2026-08-31)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2025
Advisor changed firm
Robert Blane Brooks left Resurgent Advisors for Naviter Wealth, Llc (registered 2025-02-24)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Regulatory AUM changed
Resurgent Advisors reported RAUM $300.1M, down 25% from $400.1M (2023-12-04 to 2024-03-30)
Form ADVobserved 4 days ago
$-100M
Occurred
Mar 30, 2024
Control person joined
Weber Matthew Pohlman (Genera Partner) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Oct 30, 2023
Control person joined
Gene Ruffner (Jr) Page (General Partner) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Apr 10, 2023
Advisor changed firm
Randy G Kolenda left Resurgent Advisors for Northstar Wealth Management Llc (registered 2023-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2023
Team lift-out
2 advisors left Resurgent Advisors (Roseville, CA) for Kingswood Wealth Advisors, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 2, 2023
Advisor changed firm
Gary G Garcia left Resurgent Advisors for Kingswood Wealth Advisors, Llc (registered 2025-06-10)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2023
Advisor changed firm
Michelle L Cavallero left Resurgent Advisors for Kingswood Wealth Advisors, Llc (registered 2023-01-11)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2023
Advisor changed firm
Matthew Thomas Nadeau left Resurgent Advisors for Kingswood Wealth Advisors, Llc (registered 2023-01-10)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2022
Regulatory AUM changed
Resurgent Advisors reported RAUM $379.2M, up 41% from $268.5M (2022-03-31 to 2022-08-02)
Form ADVobserved 4 days ago
$111M
Occurred
Aug 2, 2022
Control person left
Forrest N.B. Shoaf (Secretary) no longer on Schedule A of Resurgent Advisors (listed 2022-03-31, absent 2022-08-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Resurgent Advisors reported RAUM $333.5M, up 147% from $134.8M (2022-01-27 to 2022-03-31)
Form ADVobserved 4 days ago
$199M
Occurred
Mar 31, 2022
Team lift-out
2 advisors left Hayden Royal (Roseville, CA) for Resurgent Advisors on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Nov 29, 2021
Control person joined
Jean Sarah Sutton (Chief Compliance Officer) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Nov 29, 2021
Control person left
White Polly Cordle (Chief Compliance Officer) no longer on Schedule A of Resurgent Advisors (listed 2021-03-25, absent 2021-11-29)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2021
Control person joined
White Polly Cordle (Chief Compliance Officer) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Mar 25, 2021
Control person left
Andrew Constantine Pelos (Chief Compliance Officer) no longer on Schedule A of Resurgent Advisors (listed 2021-01-13, absent 2021-03-25)
Form ADVobserved 4 days ago
Occurred
Aug 21, 2020
Control person joined
Kraft Katherine Decker (Chief Financial Officer And Treasurer) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Apr 29, 2020
Control person joined
Constantine Pelos (Chief Compliance Officer) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Apr 29, 2020
Control person left
White Polly Cordle (Chief Compliance Officer) no longer on Schedule A of Resurgent Advisors (listed 2020-03-30, absent 2020-04-29)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2019
First Form ADV filing
Resurgent Financial Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2019
Control person joined
White Polly Cordle (Chief Compliance Officer) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Nov 3, 2019
Control person joined
Townes Duncan (General Partner) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago
Occurred
Nov 3, 2019
Control person joined
Cole Charles Gerber (General Partner) appeared on Schedule A of Resurgent Advisors
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f62ccf7d-341c-0a7d-8b83-97c2a124fb67
First observed: Nov 14, 2018
Last observed: Aug 24, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESURGENT ADVISORS

RESURGENT FINANCIAL ADVISORS LLC, CRD 299575

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f62ccf7d-341c-0a7d-8b83-97c2a124fb67

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW WEBER POHLMAN

n/a

Chapel Hill, NC

DANIEL LEROY TAYLOR

Certified Financial Planner

Greenville, NC

GEORGE MICHAEL PERROS

n/a

Danville, KY | ATLANTA, GA

William Richards Griffin

n/a

FENNVILLE, MI | Danville, KY | ATLANTA, GA

James Woodrow Hamilton

n/a

ATLANTA, GA

REBECCA KELLEY BOWLING

n/a

Danville, KY | ATLANTA, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAFFEY, KIP, REED

CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

11/2018

Nov 14, 2018

Mar 30, 2024

DECKER, KATHERINE, KRAFT

CHIEF FINANCIAL OFFICER AND TREASURER

yes

11/2018

Aug 21, 2020

Mar 30, 2024

DUNCAN, TOWNES

GENERAL PARTNER

yes

08/2019

Nov 3, 2019

Mar 30, 2024

GERBER, CHARLES, COLE

GENERAL PARTNER

yes

08/2019

Nov 3, 2019

Mar 30, 2024

INVERGARRY HOLDINGS LP

Owner

yes

06/2019

Nov 3, 2019

Mar 30, 2024

PAGE, (JR), GENE RUFFNER

GENERAL PARTNER

yes

02/2021

Oct 30, 2023

Mar 30, 2024

POHLMAN, MATTHEW, WEBER

GENERA PARTNER

yes

07/2012

Mar 30, 2024

EAST FRANKLIN CAPITAL, LLC

Owner

01/2024

Mar 30, 2024

PCG PARTNERS, LLC

Owner

01/2024

Mar 30, 2024

SOROIBUS CAPITAL LLC

Owner

08/2022

Oct 30, 2023

Mar 30, 2024

SUTTON, SARAH, JEAN

CHIEF COMPLIANCE OFFICER

10/2021

Nov 29, 2021

Mar 30, 2024

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

Danville

United States

CHAPEL HILL

United States

Greenville

United States

Wilmington

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$355M

$311M

n/a

2024

Mar 31, 2025

$326M

$266M

n/a

2023

Mar 30, 2024

$300M

$246M

n/a

2022

Mar 31, 2023

$400M

$348M

n/a

2021

Mar 31, 2022

$269M

$207M

n/a

2020

Mar 25, 2021

$135M

$105M

n/a

2019

Mar 30, 2020

$102M

n/a

2018

Mar 29, 2019

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

22.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$355M

$326M

8.7%

$400M

-3.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WATERLOO CAPITAL

Aug 25, 2026

Sep 3, 2026

ATLANTA, GA

Team lift out

RIA to RIA

18.2%

KINGSWOOD WEALTH ADVISORS, LLC

Mar 2, 2023

Jan 11, 2023

ROSEVILLE, CA

Team lift out

RIA to RIA

25.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HAYDEN ROYAL

Mar 31, 2022

Feb 17, 2022

ROSEVILLE, CA

Team lift out

RIA to RIA

50.0%

THE FIDUCIARY ALLIANCE

Oct 8, 2019

Dec 13, 2019

GREENVILLE, SC

Team lift out

RIA to new firm

28.6%