DFX Intelligence

P••••••• K••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

P••••••• K••••••• S•••••

Advisor at A•••••• A•••••••• L••

ANN ARBOR, MI

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Search this name across graphsid dfx:ria:d8cf74ae-bfef-c991-5c29-b5a509eea22b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• A•••••••• L••	Independent wealth	Sep 16, 2019	n/a	yes	ANN ARBOR, MI	Current employment
E••••••• C•••••• M••••••••• I••	Former SEC adviser	Mar 20, 2017	Sep 17, 2019	no	ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• M••••••••• I••	A•••••• A•••••••• L••	Sep 17, 2019	Sep 16, 2019	-1	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
104875:305009:MI:2019-09-17	Sep 17, 2019	Sep 16, 2019	ANN ARBOR, MI	Firm change

Relationships

Registered with (2)

→ A•••••• A•••••••• L••Registered adviserregistration: current employment
Sep 16, 2019 to presentfactForm ADV
→ E••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 20, 2017 to Sep 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8cf74ae-bfef-c991-5c29-b5a509eea22b
First observed: Mar 20, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.