DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRUST ADVISORY GROUP LTD
BIRMINGHAM, AL | Orange, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUST ADVISORY GROUP LTD | Independent wealth | Jun 1, 2012 | n/a | yes | BIRMINGHAM, AL|Orange, CT | Current employment |
| AMERICAN PLANNING GROUP INC | Former SEC adviser | Oct 22, 2009 | May 2, 2012 | no | STAMFORD, CT | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 7, 2005 | Jul 21, 2008 | no | FAIRFIELD, CT|Fairfield, CT | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jan 28, 2004 | Sep 24, 2004 | no | MONROE, CT | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 12, 2002 | Jan 26, 2004 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PLANNING GROUP INC | TRUST ADVISORY GROUP LTD | May 2, 2012 | Jun 1, 2012 | 30 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | AMERICAN PLANNING GROUP INC | Jul 21, 2008 | Oct 22, 2009 | 458 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Sep 24, 2004 | Apr 7, 2005 | 195 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Jan 26, 2004 | Jan 28, 2004 | 2 | Firm change | Other |