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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)22 years in industry

Catherine Dale Bearce

Advisor at FOURSTAR WEALTH ADVISORS, LLC

CHICAGO, IL | Andover, MA

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Search this name across graphsid dfx:ria:d8ec08a5-5f78-6fca-a3ac-fe400eafafa0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOURSTAR WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Oct 9, 2003
First registration: Aug 11, 2009
Dual registered: yes, broker-dealer
Other names: CATHY BEARCE
IAPD individual key: 4683252

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOURSTAR WEALTH ADVISORS, LLC	Independent wealth	Jun 7, 2023	n/a	yes	Andover, MA\|CHICAGO, IL	Current employment
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Nov 9, 2016	May 16, 2023	no	Waltham, MA\|WALTHAM, MA	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 28, 2013	Nov 20, 2016	no	WALTHAM, MA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 11, 2009	Jun 10, 2013	no	Boston, MA\|WLATHAM, MA\|Middleton, MA\|Middleton, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRATED WEALTH CONCEPTS LLC	FOURSTAR WEALTH ADVISORS, LLC	May 16, 2023	Jun 7, 2023	22	Firm change	RIA to RIA
OSAIC FA, INC.	INTEGRATED WEALTH CONCEPTS LLC	Nov 20, 2016	Nov 9, 2016	-11	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC FA, INC.	Jun 10, 2013	May 28, 2013	-13	Firm change	Other

Relationships

Registered with (4)

→ FOURSTAR WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jun 7, 2023 to presentfactForm ADV
→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: previous registration
Nov 9, 2016 to May 16, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 28, 2013 to Nov 20, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 11, 2009 to Jun 10, 2013factForm ADV

Dated events

Occurred
May 16, 2023
Advisor changed firm
Catherine Dale Bearce left Integrated Wealth Concepts Llc for Fourstar Wealth Advisors, Llc (registered 2023-06-07)
Form ADVobserved 5 days ago