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RIA / WealthAdvisor13 years in industry

Stephen W Hodgetts

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | NEW YORK, NY

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Search this name across graphsid dfx:ria:d8f09f5b-25fa-c5b1-b49c-6376372dbf10

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 20, 2013
First registration: Nov 12, 2013
Dual registered: no
Other names: STEVE HODGETTS|STEPHEN WILLIAM HODGETTS
IAPD individual key: 6227153

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 1, 2023	n/a	yes	NEW YORK, NY\|PLYMOUTH, MN	Current employment
FIRST CAPITAL ADVISORS GROUP, LLC	Former SEC adviser	Oct 28, 2016	Oct 13, 2023	no	Blue Bell, PA	Previous registration
MCADAM LLC	Independent wealth	Oct 20, 2014	Sep 8, 2016	no	BOSTON, MA\|RADNOR, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 12, 2013	Oct 3, 2014	no	PHILADELPHIA, PA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST CAPITAL ADVISORS GROUP, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Oct 13, 2023	Sep 1, 2023	-42	Firm change after gap	RIA to RIA
MCADAM LLC	FIRST CAPITAL ADVISORS GROUP, LLC	Sep 8, 2016	Oct 28, 2016	50	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	MCADAM LLC	Oct 3, 2014	Oct 20, 2014	17	Bulk transfer	Other

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ FIRST CAPITAL ADVISORS GROUP, LLCRegistered adviserregistration: previous registration
Oct 28, 2016 to Oct 13, 2023factForm ADV
→ MCADAM LLCRegistered adviserregistration: previous registration
Oct 20, 2014 to Sep 8, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2013 to Oct 3, 2014factForm ADV

Dated events

Occurred
Oct 13, 2023
Advisor changed firm
Stephen W Hodgetts left First Capital Advisors Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-01)
Form ADVobserved 5 days ago