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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH ASSET MANAGEMENT, LLC, CRD 315819

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8fb5a01-7601-c730-3262-9ae9da7d40a2

Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 26
On other graphs: 0
Observed: Jul 12, 2021 to Apr 13, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-04-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $2.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 22
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 2,268
Individual clients: 153
High net worth clients: 406
Custody, client assets: $2.3B
SEC number: 801-122065
CIK: 1883006
CRD: 315819
Filings on the tape: 26
First filed: Jul 12, 2021
Latest filed: Apr 13, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HEATHER FORTUNE VESTWEBER	n/a	CEDAR RAPIDS, IA \| OMAHA, NE	5	24	2	no
DEANNA LYNN CONNELL	n/a	OMAHA, NE	5	31	4	no
BRETT WARREN HALLEY	Chartered Financial Analyst	OMAHA, NE \| WEST DES MOINES, IA	4	25	n/a	no
DAVID DON HOLTORF	n/a	OMAHA, NE	4	21	2	no
DEBRA MARIE WILKENS	Chartered Financial Analyst	San Anthonio, TX \| OMAHA, NE	4	19	1	no
DAVID EDWARD ARENS	n/a	WEST DES MOINES, IA \| OMAHA, NE	4	22	2	no
BRYAN JARMAN	Chartered Financial Analyst	OMAHA, NE \| Midland, TX	4	27	1	no
CHRISTINE MARIE CASEY	n/a	OMAHA, NE \| CEDAR RAPIDS, IA	4	32	1	no
DAVID A TAWIL	n/a	OMAHA, NE \| San Antonio, TX	4	26	n/a	no
RUSSELL WAYNE SAMPLES	n/a	SAN ANTONIO, TX \| OMAHA, NE	4	32	2	no
Michelle DaRee Acton	n/a	OMAHA, NE \| Midland, TX	3	40	n/a	no
Gayle Ann Fincher	n/a	OMAHA, NE \| Midland, TX	3	36	n/a	no
ZACHARY BLACKWELL RITCHEY	Certified Financial Planner	OMAHA, NE	3	11	2	no
TYLER RICHARD SCHLUMPF	Chartered Financial Analyst	OMAHA, NE	3	20	2	no
BENJAMIN DANIEL GOETHEL	n/a	Omaha, NE \| OMAHA, NE	3	11	n/a	no
Timothy Edward Durbin	n/a	OMAHA, NE \| ST. LOUIS, MO	2	13	1	no
Jeffrey H Steiner	n/a	ST. LOUIS, MO \| OMAHA, NE	2	13	n/a	no
WENDY MARIE Brekken	n/a	OMAHA, NE \| Inver Grove Heights, MN	2	12	n/a	no
Michael Leabo	n/a	West Des Moines, IA \| OMAHA, NE	1	10	1	no
Madison Ann Vestweber	n/a	OMAHA, NE \| West Des Moines, IA	0	11	n/a	no
Hayden Richard Passmore	n/a	Cedar Rapids, IA	0	11	n/a	no
Giovani J Rodriquez Martinez	n/a	Midland, TX \| OMAHA, NE	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Brekken, WENDY, MARIE	President	Na	yes	01/2024	Apr 13, 2026	Apr 13, 2026
CAPPELLANO, KIMBERLY, LYNN	CHIEF EXECUTIVE OFFICER	Na	yes	03/2024	Apr 13, 2026	Apr 13, 2026
HALLEY, BRETT, WARREN	CHIEF INVESTMENT OFFICER	Na	yes	01/2024	Apr 13, 2026	Apr 13, 2026
PWAM ADVISOR PARTNERS	Owner	D	yes	09/2021	Apr 13, 2026	Apr 13, 2026
CLINES, MELISSA, JO	CHIEF OPERATIONS OFFICER	Na	yes	09/2022	Oct 25, 2022	Dec 9, 2024
JOHNSON, BRYAN, LEE	CHIEF ADMINISTRATIVE OFFICER	Na	yes	01/2024	Sep 30, 2021	Dec 9, 2024
GARAGE ROW OZ LLC	NON- CONTROLLING ENTITY OWNER	A	no	05/2021	Apr 13, 2026	Apr 13, 2026
MURRAY, MATTHEW, PAUL	CHIEF COMPLIANCE OFFICER	Na	no	04/2025	Apr 13, 2026	Apr 13, 2026
OMAHA CAPITAL 19 LLC	NON- CONTROLLING ENTITY OWNER	B	no	09/2024	Apr 13, 2026	Apr 13, 2026
COMMERCIAL COURT ONE, LLC	Owner	E	no	05/2021	Sep 7, 2021	Dec 9, 2024
FOSTER, ROBERT, ANDREW	MANAGING MEMBER	E	no	09/2024	Oct 11, 2024	Dec 9, 2024
Klauer, Thomas, D	MANAGING MEMBER	E	no	05/2021	Sep 7, 2021	Dec 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Midland	TX	United States	4	no
SAN ANTONI0	TX	United States	4	no
CEDAR RAPIDS	Ia	United States	3	no
WEST DES MOINES	Ia	United States	3	no
ST. LOUIS	Mo	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$2.5B	$2.5B	32	22	6	n/a	n/a
2024	Mar 31, 2025	$1.8B	$1.8B	37	22	6	n/a	n/a
2023	Mar 14, 2024	$1.6B	$1.6B	37	20	5	n/a	n/a
2022	Jan 30, 2023	$926M	$926M	42	19	5	n/a	n/a
2021	Mar 23, 2022	$617M	$617M	16	16	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	9.1%	0	1	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$1.8B	36.4%	$926M	39.7%	32	37	6	6

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Mar 16, 2023	May 24, 2023	OMAHA, NE	Team lift out	Wirehouse to RIA	0.0%

Relationships

Registered with (26)

← Giovani J Rodriquez MartinezAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Hayden Richard PassmoreAdvisorregistration: current employment
Mar 24, 2026 to presentfactForm ADV
← Madison Ann VestweberAdvisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← Michael LeaboAdvisorregistration: current employment
Aug 27, 2025 to presentfactForm ADV
← WENDY MARIE BrekkenAdvisorregistration: current employment
Jul 22, 2024 to presentfactForm ADV
← Timothy Edward DurbinAdvisorregistration: current employment
May 21, 2024 to presentfactForm ADV
← Jeffrey H SteinerAdvisorregistration: current employment
May 21, 2024 to presentfactForm ADV
← BENJAMIN DANIEL GOETHELAdvisorregistration: current employment
Sep 18, 2023 to presentfactForm ADV
← TYLER RICHARD SCHLUMPFAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← ZACHARY BLACKWELL RITCHEYAdvisorregistration: current employment
May 22, 2023 to presentfactForm ADV
← Gayle Ann FincherAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← Michelle DaRee ActonAdvisorregistration: current employment
Nov 10, 2022 to presentfactForm ADV
← RUSSELL WAYNE SAMPLESAdvisorregistration: current employment
Jul 19, 2022 to presentfactForm ADV
← DAVID A TAWILAdvisorregistration: current employment
Jul 11, 2022 to presentfactForm ADV
← CHRISTINE MARIE CASEYAdvisorregistration: current employment
Apr 4, 2022 to presentfactForm ADV
← BRYAN JARMANAdvisorregistration: current employment
Jan 31, 2022 to presentfactForm ADV
← DAVID EDWARD ARENSAdvisorregistration: current employment
Jan 4, 2022 to presentfactForm ADV
← DEBRA MARIE WILKENSAdvisorregistration: current employment
Nov 2, 2021 to presentfactForm ADV
← DAVID DON HOLTORFAdvisorregistration: current employment
Sep 28, 2021 to presentfactForm ADV
← BRETT WARREN HALLEYAdvisorregistration: current employment
Sep 21, 2021 to presentfactForm ADV
← DEANNA LYNN CONNELLAdvisorregistration: current employment
Sep 9, 2021 to presentfactForm ADV
← HEATHER FORTUNE VESTWEBERAdvisorregistration: current employment
Sep 7, 2021 to presentfactForm ADV
← DAVID MICHAEL HILLNERAdvisorregistration: previous registration
Dec 8, 2021 to Aug 18, 2026factForm ADV
← RYAN EDWARD NIELSENAdvisorregistration: previous registration
Sep 7, 2021 to Oct 20, 2025factForm ADV
← Aaron Bradley CurryAdvisorregistration: previous registration
Apr 11, 2022 to Jan 28, 2025factForm ADV
← KELLY MARIE STOBBAdvisorregistration: previous registration
Sep 14, 2021 to Aug 1, 2022factForm ADV

Controls (6)

← JOHNSON, BRYAN, LEEOwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Sep 30, 2021 to Dec 9, 2024factForm ADV
← Brekken, WENDY, MARIEOwnerPRESIDENT, ownership code NA, individual
Oct 11, 2024 to Dec 9, 2024factForm ADV
← HALLEY, BRETT, WARRENOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 14, 2024 to Dec 9, 2024factForm ADV
← CLINES, MELISSA, JOOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Oct 25, 2022 to Dec 9, 2024factForm ADV
← CAPPELLANO, KIMBERLY, LYNNOwnerCHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 14, 2024 to Dec 9, 2024factForm ADV
← PWAM ADVISOR PARTNERSOwnerOWNER, ownership code D, domestic entity
Aug 21, 2023 to Dec 9, 2024factForm ADV

Owns (5)

← Klauer, Thomas, DOwnerMANAGING MEMBER, ownership code E, individual
Sep 7, 2021 to Dec 9, 2024factForm ADV
← FOSTER, ROBERT, ANDREWOwnerMANAGING MEMBER, ownership code E, individual
Oct 11, 2024 to Dec 9, 2024factForm ADV
← COMMERCIAL COURT ONE, LLCOwnerOWNER, ownership code E, domestic entity
Sep 7, 2021 to Dec 9, 2024factForm ADV
← GARAGE ROW OZ LLCOwnerNON-CONTROLLING ENTITY OWNER, ownership code A, domestic entity
Sep 7, 2021 to Dec 9, 2024factForm ADV
← OMAHA CAPITAL 19 LLCOwnerNON-CONTROLLING ENTITY OWNER, ownership code B, domestic entity
Oct 11, 2024 to Dec 9, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out
Mar 16, 2023 to May 24, 2023factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 18, 2026
Advisor changed firm
David Michael Hillner left Private Wealth Asset Management for Kindred Peak Wealth Management Llc (registered 2026-08-07)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2026
Regulatory AUM changed
Private Wealth Asset Management reported RAUM $2.5B, up 36% from $1.8B (2025-03-31 to 2026-03-30)
Form ADVobserved 3 days ago
$674M
Occurred
Oct 20, 2025
Advisor changed firm
Ryan Edward Nielsen left Private Wealth Asset Management for Osaic Wealth, Inc. (registered 2025-10-20)
Form ADVobserved 3 days ago
Occurred
Jan 28, 2025
Advisor changed firm
Aaron Bradley Curry left Private Wealth Asset Management for Cerity Partners Llc (registered 2025-02-12)
Form ADVobserved 3 days ago
Occurred
Oct 11, 2024
Control person joined
Marie Wendy Brekken (President) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Mar 14, 2024
Regulatory AUM changed
Private Wealth Asset Management reported RAUM $1.6B, up 74% from $926.2M (2023-11-06 to 2024-03-14)
Form ADVobserved 3 days ago
$681M
Occurred
Mar 14, 2024
Control person joined
Lynn Kimberly Cappellano (Chief Compliance Officer And Chief Executive Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Mar 14, 2024
Control person joined
Warren Brett Halley (Chief Investment Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Mar 14, 2024
Control person left
Ann Julie Wagner (Chief Compliance Officer) no longer on Schedule A of Private Wealth Asset Management (listed 2023-11-06, absent 2024-03-14)
Form ADVobserved 3 days ago
Occurred
Mar 16, 2023
Team lift-out
2 advisors left Wells Fargo Advisors (Omaha, NE) for Private Wealth Asset Management within 6 days
Form ADVobserved 3 days ago
2 advisors
Occurred
Oct 25, 2022
Control person joined
Jo Melissa Clines (Chief Operation Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Oct 25, 2022
Control person joined
Ann Julie Wagner (Chief Compliance Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Oct 25, 2022
Control person joined
Lee Bryan Johnson (Chief Executive Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Oct 25, 2022
Control person left
Tyler Maxwell Smith (Chief Operations Officer) no longer on Schedule A of Private Wealth Asset Management (listed 2022-08-02, absent 2022-10-25)
Form ADVobserved 3 days ago
Occurred
Oct 25, 2022
Control person left
David Matthew Rothchild (Chief Compliance Officer) no longer on Schedule A of Private Wealth Asset Management (listed 2022-08-02, absent 2022-10-25)
Form ADVobserved 3 days ago
Occurred
Aug 2, 2022
Regulatory AUM changed
Private Wealth Asset Management reported RAUM $790.4M, up 28% from $616.8M (2022-05-16 to 2022-08-02)
Form ADVobserved 3 days ago
$174M
Occurred
Aug 1, 2022
Advisor changed firm
Kelly Marie Stobb left Private Wealth Asset Management for Wells Fargo Advisors (registered 2022-08-17)
Form ADVobserved 3 days ago
Occurred
Mar 23, 2022
Regulatory AUM changed
Private Wealth Asset Management reported RAUM $616.8M, up 92% from $321.7M (2021-12-21 to 2022-03-23)
Form ADVobserved 3 days ago
$295M
Occurred
Oct 6, 2021
Control person left
Lee Bryan Johnson (Chief Executive Officer) no longer on Schedule A of Private Wealth Asset Management (listed 2021-09-30, absent 2021-10-06)
Form ADVobserved 3 days ago
Occurred
Sep 30, 2021
Control person joined
Lee Bryan Johnson (Chief Executive Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Sep 7, 2021
Control person left
Barnard Timothy Kneen (Owner And Chief Compliance Officer) no longer on Schedule A of Private Wealth Asset Management (listed 2021-07-12, absent 2021-09-07)
Form ADVobserved 3 days ago
Occurred
Sep 7, 2021
Control person joined
David Matthew Rothchild (Chief Compliance Officer) appeared on Schedule A of Private Wealth Asset Management
Form ADVobserved 3 days ago
Occurred
Jul 12, 2021
First Form ADV filing
Private Wealth Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 3 bookkeeping events

Occurred
Oct 11, 2024
Private Wealth Asset Management reported 22 state-registered advisory representatives, up from 0 (2024-09-12 to 2024-10-11)
Occurred
Jan 30, 2023
Private Wealth Asset Management reported 0 state-registered advisory representatives, down from 13 (2022-10-25 to 2023-01-30)
Occurred
Mar 23, 2022
Private Wealth Asset Management reported 16 state-registered advisory representatives, up from 6 (2021-12-21 to 2022-03-23)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8fb5a01-7601-c730-3262-9ae9da7d40a2
First observed: Jul 12, 2021
Last observed: Apr 13, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH ASSET MANAGEMENT, LLC, CRD 315819

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8fb5a01-7601-c730-3262-9ae9da7d40a2

Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HEATHER FORTUNE VESTWEBER

n/a

CEDAR RAPIDS, IA | OMAHA, NE

DEANNA LYNN CONNELL

n/a

OMAHA, NE

BRETT WARREN HALLEY

Chartered Financial Analyst

OMAHA, NE | WEST DES MOINES, IA

n/a

DAVID DON HOLTORF

n/a

OMAHA, NE

DEBRA MARIE WILKENS

Chartered Financial Analyst

San Anthonio, TX | OMAHA, NE

DAVID EDWARD ARENS

n/a

WEST DES MOINES, IA | OMAHA, NE

BRYAN JARMAN

Chartered Financial Analyst

OMAHA, NE | Midland, TX

CHRISTINE MARIE CASEY

n/a

OMAHA, NE | CEDAR RAPIDS, IA

DAVID A TAWIL

n/a

OMAHA, NE | San Antonio, TX

n/a

RUSSELL WAYNE SAMPLES

n/a

SAN ANTONIO, TX | OMAHA, NE

Michelle DaRee Acton

n/a

OMAHA, NE | Midland, TX

n/a

Gayle Ann Fincher

n/a

OMAHA, NE | Midland, TX

n/a

ZACHARY BLACKWELL RITCHEY

Certified Financial Planner

OMAHA, NE

TYLER RICHARD SCHLUMPF

Chartered Financial Analyst

OMAHA, NE

BENJAMIN DANIEL GOETHEL

n/a

Omaha, NE | OMAHA, NE

n/a

Timothy Edward Durbin

n/a

OMAHA, NE | ST. LOUIS, MO

Jeffrey H Steiner

n/a

ST. LOUIS, MO | OMAHA, NE

n/a

WENDY MARIE Brekken

n/a

OMAHA, NE | Inver Grove Heights, MN

n/a

Michael Leabo

n/a

West Des Moines, IA | OMAHA, NE

Madison Ann Vestweber

n/a

OMAHA, NE | West Des Moines, IA

n/a

Hayden Richard Passmore

n/a

Cedar Rapids, IA

n/a

Giovani J Rodriquez Martinez

n/a

Midland, TX | OMAHA, NE

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Brekken, WENDY, MARIE

President

yes

01/2024

Apr 13, 2026

CAPPELLANO, KIMBERLY, LYNN

CHIEF EXECUTIVE OFFICER

yes

03/2024

Apr 13, 2026

HALLEY, BRETT, WARREN

CHIEF INVESTMENT OFFICER

yes

01/2024

Apr 13, 2026

PWAM ADVISOR PARTNERS

Owner

yes

09/2021

Apr 13, 2026

CLINES, MELISSA, JO

CHIEF OPERATIONS OFFICER

yes

09/2022

Oct 25, 2022

Dec 9, 2024

JOHNSON, BRYAN, LEE

CHIEF ADMINISTRATIVE OFFICER

yes

01/2024

Sep 30, 2021

Dec 9, 2024

GARAGE ROW OZ LLC

NON- CONTROLLING ENTITY OWNER

05/2021

Apr 13, 2026

MURRAY, MATTHEW, PAUL

CHIEF COMPLIANCE OFFICER

04/2025

Apr 13, 2026

OMAHA CAPITAL 19 LLC

NON- CONTROLLING ENTITY OWNER

09/2024

Apr 13, 2026

COMMERCIAL COURT ONE, LLC

Owner

05/2021

Sep 7, 2021

Dec 9, 2024

FOSTER, ROBERT, ANDREW

MANAGING MEMBER

09/2024

Oct 11, 2024

Dec 9, 2024

Klauer, Thomas, D

MANAGING MEMBER

05/2021

Sep 7, 2021

Dec 9, 2024

City

State

Country

Employees

Also broker-dealer

Midland

United States

SAN ANTONI0

United States

CEDAR RAPIDS

United States

WEST DES MOINES

United States

ST. LOUIS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$2.5B

n/a

2024

Mar 31, 2025

$1.8B

n/a

2023

Mar 14, 2024

$1.6B

n/a

2022

Jan 30, 2023

$926M

n/a

2021

Mar 23, 2022

$617M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

9.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.5B

$1.8B

36.4%

$926M

39.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Mar 16, 2023

May 24, 2023

OMAHA, NE

Team lift out

Wirehouse to RIA

0.0%