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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

RYAN EDWARD NIELSEN

Advisor at OSAIC WEALTH, INC.

ROCHESTER, MN | Ely, IA

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Search this name across graphsid dfx:ria:3a0a3001-ddcf-dad6-50c7-bdca179313e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 18, 2011
First registration: Jan 6, 2012
Dual registered: yes, broker-dealer
Other names: RYAN NIELSEN
IAPD individual key: 5721424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 20, 2025	n/a	yes	ROCHESTER, MN\|Ely, IA	Current employment
PRIVATE WEALTH ASSET MANAGEMENT	Independent wealth	Sep 7, 2021	Oct 20, 2025	no	OMAHA, NE\|CEDAR RAPIDS, IA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Aug 27, 2021	no	SCOTTSDALE, AZ\|CEDAR RAPIDS, IA\|ST. PETERSBURG, FL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA\|ST. PETERSBURG, FL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 30, 2014	May 13, 2016	no	CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Oct 3, 2013	Oct 13, 2014	no	Cedar Rapids, IA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 6, 2012	Oct 3, 2012	no	CORALVILLE, IA\|IOWA CITY, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE WEALTH ASSET MANAGEMENT	OSAIC WEALTH, INC.	Oct 20, 2025	Oct 20, 2025	0	Firm change	RIA to ibd
OSAIC WEALTH, INC.	PRIVATE WEALTH ASSET MANAGEMENT	Aug 27, 2021	Sep 7, 2021	11	Firm change	Ibd to new firm
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Oct 13, 2014	Sep 30, 2014	-13	Firm change	Other
INVEST FINANCIAL CORPORATION	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Oct 3, 2012	Oct 3, 2013	365	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Aug 27, 2021factForm ADV
→ PRIVATE WEALTH ASSET MANAGEMENTRegistered adviserregistration: previous registration
Sep 7, 2021 to Oct 20, 2025factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 30, 2014 to May 13, 2016factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 3, 2013 to Oct 13, 2014factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 6, 2012 to Oct 3, 2012factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Ryan Edward Nielsen left Private Wealth Asset Management for Osaic Wealth, Inc. (registered 2025-10-20)
Form ADVobserved 6 days ago