DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••• W••••• M••••••••• L••
BEDFORD, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• W••••• M••••••••• L•• | I•••••••••_WEALTH | Dec 20, 2013 | n/a | yes | BEDFORD, NH | Current employment |
| B••••• W••••• M••••••••• L•• | Former SEC adviser | Jan 5, 2007 | Dec 31, 2013 | no | BEDFORD, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• W••••• M••••••••• L•• | B••••• W••••• M••••••••• L•• | Dec 31, 2013 | Dec 20, 2013 | -11 | Channel change | Other |
| O•••• F•• I••• | B••••• W••••• M••••••••• L•• | Dec 31, 2007 | Jan 5, 2007 |
| O•••• F•• I••• | Former SEC adviser | Nov 5, 2003 | Dec 31, 2007 | no | BEDFORD, NH | Previous registration |
| I••••••••• A••••••• G•••• C••• | Former SEC adviser | Feb 2, 1998 | Oct 13, 2005 | no | BEDFORD, NH | Previous registration |
| -360 |
| Firm change after gap |
| Other |
| I••••••••• A••••••• G•••• C••• | O•••• F•• I••• | Oct 13, 2005 | Nov 5, 2003 | -708 | Firm change after gap | Other |