RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A••••• B•••••
- B••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Dec 20, 2013 · Bedford, Nh
- B••••• W••••• M••••••••• L•• formerJan 5, 2007 to Dec 31, 2013 · Bedford, Nh
- O•••• F•• I••• formerNov 5, 2003 to Dec 31, 2007 · Bedford, Nh
- I••••••••• A••••••• G•••• C••• formerFeb 2, 1998 to Oct 13, 2005 · Bedford, Nh
- B••••• W••••• M••••••••• L•• to B••••• W••••• M••••••••• L••left Dec 31, 2013, registered Dec 20, 2013 (-11 days) · channel change inside one enterprise, not a move
- O•••• F•• I••• to B••••• W••••• M••••••••• L••left Dec 31, 2007, registered Jan 5, 2007 (-360 days) · Other
- I••••••••• A••••••• G•••• C••• to O•••• F•• I•••left Oct 13, 2005, registered Nov 5, 2003 (-708 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address