DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SHERI LYNNE GUNNARI

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9039367-3b93-2f2b-24ed-830886b69b07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 3
Exams: S63|S66|S65
First exam: Aug 16, 2000
First registration: Apr 5, 2012
Dual registered: yes, broker-dealer
Other names: SHERI LYNNE GARDNER|SHERI LYNNE GARDNER
IAPD individual key: 4153973

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 28, 2013	n/a	yes	PORTLAND, OR	Current employment
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 5, 2012	Jul 18, 2012	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 18, 2012	Mar 28, 2013	253	Firm change	Other

Relationships

Registered with (2)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Mar 28, 2013 to presentfactForm ADV
→ PIPER JAFFRAY INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 5, 2012 to Jul 18, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9039367-3b93-2f2b-24ed-830886b69b07
First observed: Apr 5, 2012
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHERI LYNNE GUNNARI

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9039367-3b93-2f2b-24ed-830886b69b07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Mar 28, 2013

n/a

yes

PORTLAND, OR

Current employment

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Apr 5, 2012

Jul 18, 2012

PORTLAND, OR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 18, 2012

Mar 28, 2013

253

Firm change

Other