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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

Paul Michael Balog

Advisor at CHELSEA ADVISORY SERVICES, INC

Lady Lake, FL

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Search this name across graphsid dfx:ria:d9170637-0f6c-6429-d554-3ccfda65545a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHELSEA ADVISORY SERVICES, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66|S65
First exam: Mar 13, 1987
First registration: Sep 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1006294

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHELSEA ADVISORY SERVICES, INC	Independent wealth	Nov 7, 2018	n/a	yes	Lady Lake, FL	Current employment
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Sep 5, 2013	Nov 1, 2018	no	PALM HARBOR, FL\|OCALA, FL\|TARPON SPRINGS, FL	Previous registration
COLORADO FINANCIAL SERVICE CORPORATION	Former SEC adviser	Sep 14, 2012	Aug 30, 2013	no	PONTE VEDRA, FL\|PALM HARBOR, FL\|PALM HARBOR, FL\|CENTENNIAL, CO	Previous registration
BROOKSTONE INVESTMENT ADVISORY SERVICES	Former SEC adviser	Mar 20, 2012	Jun 20, 2012	no	PALM HARBOR, FL\|LAKELAND, FL\|LAFAYETTE, LA\|PRAIRE DU SAC, WI\|WESTFIELD, IN\|SAFETY HARBOR, FL\|JACKSON, TN\|BOCA RATON, FL\|BOCA RATON, FL\|PALM HARBOR, FL\|BENTONVILLE, AR\|LOUISVILLE, KY\|ORMOND BEACH, FL\|WILMINGTON, DE\|LAKELAND, FL\|ARLINGTON HEIGHTS, IL\|CRYSTAL RIVER, FL\|EVANSVILLE, IN\|MONTGOMERY, AL\|BISMARCK, ND\|DUBLIN, OH	Previous registration
ARCHER ALEXANDER SECURITIES CORPORATION	n/a	Feb 2, 2005	Apr 12, 2005	no	NEW PORT RICHEY, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 10, 2002	Apr 8, 2003	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	CHELSEA ADVISORY SERVICES, INC	Nov 1, 2018	Nov 7, 2018	6	Firm change	Ibd to RIA
COLORADO FINANCIAL SERVICE CORPORATION	FORESTERS EQUITY SERVICES, INC.	Aug 30, 2013	Sep 5, 2013	6	Firm change	Other
BROOKSTONE INVESTMENT ADVISORY SERVICES	COLORADO FINANCIAL SERVICE CORPORATION	Jun 20, 2012	Sep 14, 2012	86	Firm change	Other
ARCHER ALEXANDER SECURITIES CORPORATION	BROOKSTONE INVESTMENT ADVISORY SERVICES	Apr 12, 2005	Mar 20, 2012	2,534	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	ARCHER ALEXANDER SECURITIES CORPORATION	Apr 8, 2003	Feb 2, 2005	666	Firm change after gap	Other

Relationships

Registered with (6)

→ CHELSEA ADVISORY SERVICES, INCRegistered adviserregistration: current employment
Nov 7, 2018 to presentfactForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Sep 5, 2013 to Nov 1, 2018factForm ADV
→ COLORADO FINANCIAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Sep 14, 2012 to Aug 30, 2013factForm ADV
→ BROOKSTONE INVESTMENT ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 20, 2012 to Jun 20, 2012factForm ADV
→ ARCHER ALEXANDER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 2, 2005 to Apr 12, 2005factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 10, 2002 to Apr 8, 2003factForm ADV

Dated events

No dated event names this entity yet.