DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O•••••••••
OVERLAND PARK, KS | Leawood, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• | Institutional manager | Oct 13, 2010 | n/a | yes | Leawood, KS|OVERLAND PARK, KS | Current employment |
| O••••••••• | Institutional manager | Oct 13, 2010 | Dec 31, 2014 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• A•••••••• I••• | O••••••••• | Dec 1, 2010 | Oct 13, 2010 | -49 | Firm change after gap | Other |
| V•• A••••••• S••••••• | N•• A•••••••• I••• | Jul 1, 2009 | Jul 1, 2009 |
| N•• A•••••••• I••• | n/a | Jul 1, 2009 | Dec 1, 2010 | no | LEAWOOD, KS|BRYAN, OH | Previous registration |
| V•• A••••••• S••••••• | Former SEC adviser | Apr 10, 2007 | Jul 1, 2009 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Oct 15, 2001 | Apr 23, 2007 | no | LEAWOOD, KS|LEAWOOD, KS | Previous registration |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | V•• A••••••• S••••••• | Apr 23, 2007 | Apr 10, 2007 | -13 | Firm change | Other |