RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E•••• B•••••••
- O••••••••• institutional currentsince Oct 13, 2010 · Leawood, Ks
- O••••••••• institutionalOct 13, 2010 to Dec 31, 2014 · Overland Park, Ks
- N•• A•••••••• I••• unclassifiedJul 1, 2009 to Dec 1, 2010 · Leawood, Ks
- V•• A••••••• S••••••• formerApr 10, 2007 to Jul 1, 2009 · Overland Park, Ks
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 15, 2001 to Apr 23, 2007 · Leawood, Ks
- N•• A•••••••• I••• to O•••••••••left Dec 1, 2010, registered Oct 13, 2010 (-49 days) · Other
- V•• A••••••• S••••••• to N•• A•••••••• I•••left Jul 1, 2009, registered Jul 1, 2009 (0 days) · Other
- C•••••••• G••••• M•••••• I••• to V•• A••••••• S•••••••left Apr 23, 2007, registered Apr 10, 2007 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address