DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• C•••••• M••••••••• L••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• C•••••• M••••••••• L•• | Independent wealth | Jan 24, 2024 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| C•••••• W••••• M••••••••• L•• | n/a | Apr 26, 2007 | Dec 16, 2010 | no | OKLAHOMA CITY, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• W••••• M••••••••• L•• | L•• C•••••• M••••••••• L•• | Dec 16, 2010 | Jan 24, 2024 | 4,787 | Firm change after gap | Other |
| P••••••• C•••••• A•••••••• I••• | C•••••• W••••• M••••••••• L•• | Dec 31, 2004 | Apr 26, 2007 |
| P••••••• C•••••• A•••••••• I••• | Former SEC adviser | Oct 21, 2003 | Dec 31, 2004 | no | OKLAHOMA CITY, OK | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 19, 2000 | Nov 7, 2003 | no | OKLAHOMA CITY, OK | Previous registration |
| 846 |
| Firm change after gap |
| Other |
| W•••• F•••• A••••••• | P••••••• C•••••• A•••••••• I••• | Nov 7, 2003 | Oct 21, 2003 | -17 | Firm change | Other |