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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LIG CAPITAL MANAGEMENT, LLC

CRD 130489

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc30df47-de27-302b-2cdd-f281f83fec02

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: May 11, 2022 to Jul 6, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $250MItem 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $77.5M
Private client RAUM: $209MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $62.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 820
Individual clients: 341
High net worth clients: 65
SEC number: 801-125846
CRD: 130489
Filings on the tape: 16
First filed: May 11, 2022
Latest filed: Jul 6, 2026
Organised: Limited Liability Company, OK
Website: ligcam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ROUGH HUMPHREYS	n/a	OKLAHOMA CITY, OK	4	28	3	no
STUART LEE MCCUAN	n/a	OKLAHOMA CITY, OK	4	16	1	no
CHRIS JAMES LORENZEN	n/a	OKLAHOMA CITY, OK	2	26	3	no
JULIE MARIE MAHANAY	n/a	Edmond, OK \| OKLAHOMA CITY, OK \| EDMOND, OK	2	18	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUMPHREYS, MARK, ROUGH	VICE-PRESIDENT	C	yes	01/2010	May 11, 2022	Aug 29, 2024
LORENZEN, CHRIS, JAMES	VICE-PRESIDENT	C	yes	01/2004	May 11, 2022	Aug 29, 2024
LORENZEN, MICHAEL, JAMES	President	C	yes	01/2004	May 11, 2022	Aug 29, 2024
MCCUAN, STUART, LEE	Member	C	yes	03/2022	May 11, 2022	Aug 29, 2024
PALMER, JACOB, D	CHIEF COMPLIANCE OFFICER	Na	no	06/2024	Jul 30, 2024	Aug 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 8, 2026	$250M	$77.5M	4	4	n/a	n/a
2024	Apr 21, 2025	$170M	$60.1M	4	4	n/a	n/a
2023	Mar 11, 2024	$149M	$51.6M	4	4	n/a	n/a
2022	Feb 17, 2023	$118M	$55.9M	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$250M	$170M	47.1%	$118M	28.4%	4	4	0	0

Relationships

Registered with (5)

← JULIE MARIE MAHANAYAdvisorregistration: current employment
Jul 25, 2024 to presentfactForm ADV
← CHRIS JAMES LORENZENAdvisorregistration: current employment
Jan 24, 2024 to presentfactForm ADV
← MARK ROUGH HUMPHREYSAdvisorregistration: current employment
Jun 13, 2022 to presentfactForm ADV
← STUART LEE MCCUANAdvisorregistration: current employment
Jun 13, 2022 to presentfactForm ADV
← Matthew Mark ReynoldsAdvisorregistration: previous registration
Jul 16, 2025 to Mar 30, 2026factForm ADV

Controls (4)

← LORENZEN, MICHAEL, JAMESOwnerPRESIDENT, ownership code C, individual
May 11, 2022 to Aug 29, 2024factForm ADV
← HUMPHREYS, MARK, ROUGHOwnerVICE-PRESIDENT, ownership code C, individual
May 11, 2022 to Aug 29, 2024factForm ADV
← LORENZEN, CHRIS, JAMESOwnerVICE-PRESIDENT, ownership code C, individual
May 11, 2022 to Aug 29, 2024factForm ADV
← MCCUAN, STUART, LEEOwnerMEMBER, ownership code C, individual
May 11, 2022 to Aug 29, 2024factForm ADV

Owns (1)

← PALMER, JACOB, DOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 30, 2024 to Aug 29, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor departed, no destination yet
Matthew Mark Reynolds no longer registered at Lig Capital Management, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
May 11, 2022
First Form ADV filing
Lig Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc30df47-de27-302b-2cdd-f281f83fec02
First observed: May 11, 2022
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIG CAPITAL MANAGEMENT, LLC

CRD 130489

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc30df47-de27-302b-2cdd-f281f83fec02

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ROUGH HUMPHREYS

n/a

OKLAHOMA CITY, OK

STUART LEE MCCUAN

n/a

OKLAHOMA CITY, OK

CHRIS JAMES LORENZEN

n/a

OKLAHOMA CITY, OK

JULIE MARIE MAHANAY

n/a

Edmond, OK | OKLAHOMA CITY, OK | EDMOND, OK

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUMPHREYS, MARK, ROUGH

VICE-PRESIDENT

yes

01/2010

May 11, 2022

Aug 29, 2024

LORENZEN, CHRIS, JAMES

VICE-PRESIDENT

yes

01/2004

May 11, 2022

Aug 29, 2024

LORENZEN, MICHAEL, JAMES

President

yes

01/2004

May 11, 2022

Aug 29, 2024

MCCUAN, STUART, LEE

Member

yes

03/2022

May 11, 2022

Aug 29, 2024

PALMER, JACOB, D

CHIEF COMPLIANCE OFFICER

06/2024

Jul 30, 2024

Aug 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 8, 2026

$250M

$77.5M

n/a

2024

Apr 21, 2025

$170M

$60.1M

n/a

2023

Mar 11, 2024

$149M

$51.6M

n/a

2022

Feb 17, 2023

$118M

$55.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$250M

$170M

47.1%

$118M

28.4%