DFX Intelligence

E••• A•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

E••• A•••• O••••••

Advisor at X••• S•••••••

BOZEMAN, MT | Naples, FL

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Search this name across graphsid dfx:ria:d92bb208-61c3-f447-a566-19dd0fd49785

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Apr 28, 2025	n/a	yes	Naples, FL\|BOZEMAN, MT	Current employment
P••••••••• M••••• L••	n/a	Aug 27, 2007	Nov 20, 2025	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• M••••• L••	X••• S•••••••	Nov 20, 2025	Apr 28, 2025	-206	Firm change after gap	Other

Relationships

Registered with (2)

→ X••• S•••••••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ P••••••••• M••••• L••Registered adviserregistration: previous registration
Aug 27, 2007 to Nov 20, 2025factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d92bb208-61c3-f447-a566-19dd0fd49785
First observed: Aug 27, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.