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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

MICHAEL SEAN CAMPBELL

Advisor at LPL FINANCIAL LLC

COLUMBIA, SC

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Search this name across graphsid dfx:ria:d92ccdfc-22da-649a-ed62-0524386ad4fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 6, 1992
First registration: May 19, 2003
Dual registered: yes, broker-dealer
Other names: MICHAEL SEAN CAMPBELL|SEAN CAMPBELL
IAPD individual key: 2206537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	COLUMBIA, SC	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Nov 8, 2016	May 18, 2022	no	COLUMBIA, SC\|WAVERLY, IA	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jul 7, 2015	Nov 3, 2016	no	COLUMBIA, SC	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 9, 2011	Jul 7, 2015	no	BIRMINGHAM, AL	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Sep 14, 2011	Dec 9, 2011	no	COLUMBIA, SC\|COLUMBIA, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 9, 2007	Sep 15, 2011	no	COLUMBIA, SC\|FLORENCE, SC\|COLUMBIA, SC\|COLUMBIA, SC\|CAYCE, SC\|COLUMBIA, SC\|IRMO, SC\|LEXINGTON, SC\|COLUMBIA, SC	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 23, 2005	Oct 9, 2007	no	COLUMBIA, SC\|COLUMBIA, SC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Feb 17, 2004	Aug 16, 2005	no	CHARLOTTE, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 19, 2003	Feb 4, 2004	no	COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CUNA BROKERAGE SERVICES, INC.	Nov 3, 2016	Nov 8, 2016	5	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jul 7, 2015	Jul 7, 2015	0	Bulk transfer	Other
ANDERSON & STRUDWICK, INCORPORATED	STERNE AGEE ASSET MANAGEMENT, INC.	Dec 9, 2011	Dec 9, 2011	0	Firm change	Other
LPL FINANCIAL LLC	ANDERSON & STRUDWICK, INCORPORATED	Sep 15, 2011	Sep 14, 2011	-1	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 9, 2007	Oct 9, 2007	0	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 16, 2005	Aug 23, 2005	7	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	BB&T INVESTMENT SERVICES, INC.	Feb 4, 2004	Feb 17, 2004	13	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 9, 2007 to Sep 15, 2011factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 8, 2016 to May 18, 2022factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jul 7, 2015 to Nov 3, 2016factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2011 to Jul 7, 2015factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Sep 14, 2011 to Dec 9, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 23, 2005 to Oct 9, 2007factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2004 to Aug 16, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 19, 2003 to Feb 4, 2004factForm ADV

Dated events

No dated event names this entity yet.