This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ORIENTAL FINANCIAL SERVICES LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 17, 2020

First registration

Dec 17, 2020

Dual registered

yes, broker-dealer

IAPD individual key

7285445

• Occurred

  Jan 13, 2023
  Advisor changed firm

  Vicente Andres Garcia left Equitable Advisors, Llc for Oriental Financial Services Llc (registered 2023-02-14)

  Form ADVobserved 6 days ago
• Occurred

  Apr 4, 2022
  Advisor changed firm

  Vicente Andres Garcia left Ubs Financial Services Inc. for Equitable Advisors, Llc (registered 2022-04-28)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d932c859-776d-6b89-80ac-2c469b5bf937

First observed

Dec 17, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.