DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• A••••• G•••••

O••••••• F•••••••• S••••••• L••mixed wealthSan Juan, Prdual registrantIAPD 7285445

Feed of 09/14/2026

At current firm

3 y

since Feb 14, 2023

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••• F•••••••• S••••••• L•• mixed wealth current
since Feb 14, 2023 · San Juan, Pr
E•••••••• A•••••••• L•• national BD
Apr 28, 2022 to Jan 13, 2023 · San Juan, Pr
U•• F•••••••• S••••••• I••• wirehouse
Dec 17, 2020 to Apr 4, 2022 · Weehawken, Nj

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to O••••••• F•••••••• S••••••• L••
left Jan 13, 2023, registered Feb 14, 2023 (32 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••
left Apr 4, 2022, registered Apr 28, 2022 (24 days) · Wirehouse to affiliated broker-dealer or bank

Signals

V•••••• A••••• G••••• left E•••••••• A•••••••• L•• for O••••••• F•••••••• S••••••• L•• (registered 2023-02-14)
Jan 13, 2023 · Advisor changed firm · fact
V•••••• A••••• G••••• left U•• F•••••••• S••••••• I••• for E•••••••• A•••••••• L•• (registered 2022-04-28)
Apr 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address