M••••••• H•••••

Advisor at A••• I••••• A•••••••

CHARLOTTE, NC | Katy, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d932d026-1d8e-2298-f68a-a630277307fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• I••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• I••••• A•••••••	Independent wealth	Oct 7, 2021	n/a	yes	Katy, TX\|CHARLOTTE, NC	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Oct 21, 2020	May 14, 2021	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• O• O•••• I••••••• S•••••••• I•••	A••• I••••• A•••••••	May 14, 2021	Oct 7, 2021	146	Firm change	Other
P•••••••• A•••••••	M••••• O• O•••• I••••••• S•••••••• I•••	Oct 20, 2020	Oct 21, 2020

Relationships

Registered with (5)

→ A••• I••••• A•••••••Registered adviserregistration: current employment
Oct 7, 2021 to presentfactForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 21, 2020 to May 14, 2021factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2019 to Oct 20, 2020factForm ADV
→ F•••• I••••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d932d026-1d8e-2298-f68a-a630277307fe
First observed: Jul 10, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.