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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 4, 2021 | n/a | yes | ST. LOUIS, MO|CHARLOTTE, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 21, 2005 | Jul 1, 2019 | no | NEW YORK, NY|NEW YORK, NY|PENNINGTON, NJ|NEW YORK, NY|NEW YORK, NY|PLAINSBORO, NJ|FLANDERS, NJ|BEDMINSTER, NJ|PENNINGTON, NJ|NEW YORK, NY|PENNINGTON, NJ|Fort Mill, SC|NEW YORK, NY|NEW YORK, NY|CHARLOTTE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 2, 2002 | Jan 5, 2005 | no | PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 1, 2019 | Jan 4, 2021 | 553 | Firm change after gap | Wirehouse to wirehouse |