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Reading the graph
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Advisor at E•••••• F•••••••• E••••••
SANTA CLARA, CA | WICKENBURG, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Oct 24, 2013 | n/a | yes | SANTA CLARA, CA|WICKENBURG, AZ | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 7, 2012 | Oct 7, 2013 | no | CHANDLER, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E•••••• F•••••••• E•••••• | Oct 7, 2013 | Oct 24, 2013 | 17 | Firm change | Other |
| S•••••••• F••••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 26, 2012 | Aug 7, 2012 |
| S•••••••• F••••••••• I••• | Former SEC adviser | Apr 10, 2007 | Jul 26, 2012 | no | BEND, OR|LA CROSSE, WI | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 9, 2002 | Dec 31, 2003 | no | BEND, OR|BEND, OR | Previous registration |
| 12 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | S•••••••• F••••••••• I••• | Dec 31, 2003 | Apr 10, 2007 | 1,196 | Firm change after gap | Other |