DFX Intelligence

S••• P•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S••• P•••••• R••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BLUE BELL, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d949cc4d-7144-f3ff-391f-7d436fff4441

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 29, 2026	n/a	yes	BLUE BELL, PA	Current employment
B•• S••••••••• I•••	Independent wealth	Aug 26, 2021	May 1, 2026	no	CHERRY HILL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• S••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 1, 2026	Apr 29, 2026	-2	Firm change	RIA to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
70:7691:NJ:2026-05-01	May 1, 2026	Apr 29, 2026	CHERRY HILL, NJ	Firm change

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ B•• S••••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2021 to May 1, 2026factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d949cc4d-7144-f3ff-391f-7d436fff4441
First observed: Aug 26, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.