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Reading the graph
Advisor at MORGAN STANLEY
Jersey City, NJ | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Jersey City, NJ|New York, NY | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jul 11, 2023 | Sep 5, 2023 | no | Jersey City, NJ|ARLINGTON, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 16, 2021 | Jun 5, 2023 | no | PENNINGTON, NJ|FOLSOM, PA|FOLSOM, PA|Folsom, PA|HUNT VALLEY, MD|RIVERSIDE, RI|FOLSOM, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E*TRADE CAPITAL MANAGEMENT, LLC | Jun 5, 2023 | Jul 11, 2023 | 36 | Firm change | Wirehouse to RIA |