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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

WILLIAM PATRICK ZOROMSKI

Advisor at LPL FINANCIAL LLC

Wausau, WI | SAN DIEGO, CA | WAUSAU, WI

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Search this name across graphsid dfx:ria:d9517807-565d-5bae-110b-f0feed2f2a35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 27, 1995
First registration: Feb 5, 2004
Dual registered: yes, broker-dealer
Other names: WILLIAM P ZOROMSKI|WILLIAM PATRICK ZOROMSKI|WILLIAM ZOROMSKI
IAPD individual key: 2529246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 8, 2024	n/a	yes	WAUSAU, WI\|Wausau, WI\|SAN DIEGO, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Jan 11, 2024	no	WAUSAU, WI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Feb 9, 2011	Sep 1, 2023	no	WAUSAU, WI	Previous registration
EQUITY DESIGN ADVISORS, LLC	n/a	Apr 11, 2005	Mar 31, 2011	no	WAUSAU, WI	Previous registration
STEELE CAPITAL MANAGEMENT, INC.	Independent wealth	Feb 5, 2004	Dec 9, 2004	no	WAUSAU, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Jan 11, 2024	Jan 8, 2024	-3	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
EQUITY DESIGN ADVISORS, LLC	SAGEPOINT FINANCIAL, INC.	Mar 31, 2011	Feb 9, 2011	-50	Firm change after gap	Other
STEELE CAPITAL MANAGEMENT, INC.	EQUITY DESIGN ADVISORS, LLC	Dec 9, 2004	Apr 11, 2005	123	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:WI:2024-01-11	Jan 11, 2024	Jan 8, 2024	WAUSAU, WI	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Jan 11, 2024factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Feb 9, 2011 to Sep 1, 2023factForm ADV
→ EQUITY DESIGN ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 11, 2005 to Mar 31, 2011factForm ADV
→ STEELE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 5, 2004 to Dec 9, 2004factForm ADV

Dated events

Occurred
Jan 11, 2024
Advisor changed firm
William Patrick Zoromski left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-01-08)
Form ADVobserved 6 days ago