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Advisor at LPL FINANCIAL LLC
BRISTOL, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | BRISTOL, IL | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|Bristol, IL|ROCKVILLE, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Aug 16, 2016 | Apr 1, 2021 | no | Rockville, MD|Bristol, IL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 3, 2013 | Aug 1, 2016 | no | BRISTOL, IL | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Jun 2, 2004 | Sep 3, 2013 | no | BATAVIA, IL|BRISTOL, IL|BATAVIA, IL | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jan 27, 1999 | Jun 8, 2004 | no | ROSEMONT, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | H. BECK, INC. | Aug 1, 2016 | Aug 16, 2016 | 15 | Firm change | Other |
| TOWER SQUARE SECURITIES, INC. | CETERA ADVISOR NETWORKS LLC | Sep 3, 2013 | Sep 3, 2013 | 0 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | TOWER SQUARE SECURITIES, INC. | Jun 8, 2004 | Jun 2, 2004 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:1763:IL:2016-08-01 | Aug 1, 2016 | Aug 16, 2016 | BRISTOL, IL | Firm change |