RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• T••••• K••••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Bristol, Il
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerAug 16, 2016 to Apr 1, 2021 · Rockville, Md
- C••••• A•••••• N••••••• L•• formerSep 3, 2013 to Aug 1, 2016 · Bristol, Il
- T•••• S••••• S••••••••• I••• formerJun 2, 2004 to Sep 3, 2013 · Batavia, Il
- W• G••••••• S••••••••• I••• unclassifiedJan 27, 1999 to Jun 8, 2004 · Rosemont, Il
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to H• B•••• I•••left Aug 1, 2016, registered Aug 16, 2016 (15 days) · Other · moved with a team
- T•••• S••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Sep 3, 2013, registered Sep 3, 2013 (0 days) · Other
- W• G••••••• S••••••••• I••• to T•••• S••••• S••••••••• I•••left Jun 8, 2004, registered Jun 2, 2004 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address