DFX Intelligence

J••••••• W••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••••• W••• K•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Langhorne, PA | PENNINGTON, NJ

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Search this name across graphsid dfx:ria:d9547682-4d27-dcd9-72ac-2c450ddfce02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 20, 2018	n/a	yes	PENNINGTON, NJ\|Langhorne, PA	Current employment
B•••• • K••• A••••••••• I••	Independent wealth	Feb 15, 2002	Apr 27, 2018	no	NEWTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• • K••• A••••••••• I••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 27, 2018	Mar 20, 2018	-38	Firm change after gap	RIA to wirehouse

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Mar 20, 2018 to presentfactForm ADV
→ B•••• • K••• A••••••••• I••Registered adviserregistration: previous registration
Feb 15, 2002 to Apr 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9547682-4d27-dcd9-72ac-2c450ddfce02
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.