DFX Intelligence

A••••• J••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A••••• J••••• L•••••

Advisor at W•••• F•••• A•••••••

PEPPER PIKE, OH | WESTLAKE, OH

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Search this name across graphsid dfx:ria:d95b85bc-2948-2262-20fc-b0b72ee7042f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 6, 2023	n/a	yes	WESTLAKE, OH\|PEPPER PIKE, OH	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Feb 15, 2008	Sep 6, 2023	no	CLEVELAND, OH\|MENTOR, OH\|MENTOR, OH\|CLEVELAND, OH\|CHARDON, OH\|CLEVELAND, OH\|SHAKER HEIGHTS, OH\|CLEVELAND, OH\|CINCINNATI, OH\|MENTOR, OH\|LAKEWOOD, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• A•••••••	W•••• F•••• A•••••••	Sep 6, 2023	Sep 6, 2023	0	Firm change	Ibd to wirehouse
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	H••••••••• F•••••••• A•••••••	Aug 1, 2007	Feb 15, 2008

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 6, 2023 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 15, 2008 to Sep 6, 2023factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
May 7, 2003 to Aug 1, 2007factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
A••••• J••••• L••••• left H••••••••• F•••••••• A••••••• for W•••• F•••• A••••••• (registered 2023-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d95b85bc-2948-2262-20fc-b0b72ee7042f
First observed: May 7, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.