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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

THOMAS EDWIN PERRY

Advisor at OSAIC WEALTH, INC.

RALEIGH, NC | Raleigh, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 2, 1981
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: TOM PERRY|THOMAS PERRY
IAPD individual key: 830602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 28, 2026	n/a	yes	Raleigh, NC\|RALEIGH, NC	Current employment
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Aug 8, 2023	Feb 20, 2026	no	Raleigh, NC	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Mar 27, 2017	Jul 31, 2023	no	Raleigh, NC	Previous registration
CORNERSTONE WEALTH	Former SEC adviser	May 19, 2016	Mar 27, 2017	no	Raleigh, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 27, 2013	May 19, 2016	no	RALEIGH, NC\|SAN DIEGO, CA\|RALEIGH, NC\|RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 25, 2005	Sep 30, 2013	no	RALEIGH, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 31, 2001	Dec 5, 2005	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT ADVISOR ALLIANCE, LLC	OSAIC WEALTH, INC.	Feb 20, 2026	Jan 28, 2026	-23	Firm change	Other
CORNERSTONE WEALTH	INDEPENDENT ADVISOR ALLIANCE, LLC	Mar 27, 2017	Mar 27, 2017	0	Firm change	Other
LPL FINANCIAL LLC	CORNERSTONE WEALTH	May 19, 2016	May 19, 2016	0	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Sep 30, 2013	Sep 27, 2013	-3	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Dec 5, 2005	Nov 25, 2005	-10	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 28, 2026 to presentfactForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Aug 8, 2023 to Feb 20, 2026factForm ADV
→ CORNERSTONE WEALTHRegistered adviserregistration: previous registration
May 19, 2016 to Mar 27, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 27, 2013 to May 19, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 25, 2005 to Sep 30, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Dec 5, 2005factForm ADV

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
Thomas Edwin Perry left Independent Advisor Alliance, Llc for Osaic Wealth, Inc. (registered 2026-01-28)
Form ADVobserved 5 days ago