DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Edwin Perry
Feed of 09/15/2026
Also filed as Tom Perry
At current firm
0 y
since Jan 28, 2026
In the industry
44 y
since Oct 2, 1981 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 28, 2026 · Raleigh, Nc
- Independent Advisor Alliance, LLC independent RIAAug 8, 2023 to Feb 20, 2026 · Raleigh, Nc
- Independent Advisor Alliance, LLC independent RIAMar 27, 2017 to Jul 31, 2023 · Raleigh, Nc
- Cornerstone Wealth formerMay 19, 2016 to Mar 27, 2017 · Raleigh, Nc
- LPL Financial LLC BD affiliatedSep 27, 2013 to May 19, 2016 · Raleigh, Nc
- Wells Fargo Advisors wirehouseNov 25, 2005 to Sep 30, 2013 · Raleigh, Nc
- Citigroup Global Markets Inc. BD affiliatedDec 31, 2001 to Dec 5, 2005 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Independent Advisor Alliance, LLC to Osaic Wealth, Inc.left Feb 20, 2026, registered Jan 28, 2026 (-23 days) · Other
- Cornerstone Wealth to Independent Advisor Alliance, LLCleft Mar 27, 2017, registered Mar 27, 2017 (0 days) · Other
- LPL Financial LLC to Cornerstone Wealthleft May 19, 2016, registered May 19, 2016 (0 days) · Other
- Wells Fargo Advisors to LPL Financial LLCleft Sep 30, 2013, registered Sep 27, 2013 (-3 days) · Other
- Citigroup Global Markets Inc. to Wells Fargo Advisorsleft Dec 5, 2005, registered Nov 25, 2005 (-10 days) · Other
Signals
- Thomas Edwin Perry left Independent Advisor Alliance, Llc for Osaic Wealth, Inc. (registered 2026-01-28)Feb 20, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address