DFX Intelligence

C••• D••• W•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C••• D••• W•••••• S•••••••

Advisor at N••••••• R••••••••• S•••••••• I•••

SAN MATEO, CA | Oakland, CA

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Search this name across graphsid dfx:ria:d96790cc-91ac-f581-6b45-6a489e1cb484

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• R••••••••• S•••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• R••••••••• S•••••••• I•••	Institutional manager	Dec 4, 2014	n/a	yes	SAN MATEO, CA\|Oakland, CA	Current employment
F•••••••• T••••••• I•••	Former SEC adviser	Jul 23, 2012	Dec 1, 2014	no	SAN FRANCISCO, CA\|SAN RAFAEL, CA\|SAN MATEO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• T••••••• I•••	N••••••• R••••••••• S•••••••• I•••	Dec 1, 2014	Dec 4, 2014	3	Firm change	Other
W•••• F•••• I•••••••• S••••••• I••••••••• A•••••••• I•••	F•••••••• T••••••• I•••	Jul 23, 2012	Jul 23, 2012

Relationships

Registered with (4)

→ N••••••• R••••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 4, 2014 to presentfactForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2012 to Dec 1, 2014factForm ADV
→ W•••• F•••• I•••••••• S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2010 to Jul 23, 2012factForm ADV
→ S••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d96790cc-91ac-f581-6b45-6a489e1cb484
First observed: Jul 5, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.