DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clay Dean William Stafford
Feed of 09/15/2026
At current firm
11 y
since Dec 4, 2014
In the industry
24 y
since Feb 19, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newfront Retirement Services, Inc. institutional currentsince Dec 4, 2014 · San Mateo, Ca
- Financial Telesis, Inc. formerJul 23, 2012 to Dec 1, 2014 · San Francisco, Ca
- Wells Fargo Insurance Services Investment Advisors, Inc. unclassifiedJan 27, 2010 to Jul 23, 2012 · San Francisco, Ca
- Wells Fargo Insurance Services Investment Advisors, Inc. unclassifiedAug 26, 2008 to Dec 31, 2009 · Redwood City, Ca
- Stancorp Investment Advisers, Inc. otherJul 5, 2002 to Aug 25, 2008 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Financial Telesis, Inc. to Newfront Retirement Services, Inc.left Dec 1, 2014, registered Dec 4, 2014 (3 days) · Other
- Wells Fargo Insurance Services Investment Advisors, Inc. to Financial Telesis, Inc.left Jul 23, 2012, registered Jul 23, 2012 (0 days) · Other
- Wells Fargo Insurance Services Investment Advisors, Inc. to Wells Fargo Insurance Services Investment Advisors, Inc.left Dec 31, 2009, registered Jan 27, 2010 (27 days) · Other
- Stancorp Investment Advisers, Inc. to Wells Fargo Insurance Services Investment Advisors, Inc.left Aug 25, 2008, registered Aug 26, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address