DFX Intelligence

P•••• J••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

P•••• J••••• P•••••

Advisor at E•••••••• A•••••••• L••

BALA CYNWYD, PA | LUMBERTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d97a69af-9046-95c4-7604-1b1aaca80442

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 27, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Oct 3, 2022	n/a	yes	BALA CYNWYD, PA\|LUMBERTON, NJ	Current employment
P••• I••••••••• A•••••••• I•••	Former SEC adviser	Jan 12, 2015	Mar 31, 2023	no	BALA CYNWYD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• I••••••••• A•••••••• I•••	E•••••••• A•••••••• L••	Mar 31, 2023	Oct 3, 2022	-179	Channel change	RIA to ibd
L•• F•••••••• L••	P••• I••••••••• A•••••••• I•••	Aug 12, 2014	Jan 12, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
151715:6627:PA:2023-03-31	Mar 31, 2023	Oct 3, 2022	BALA CYNWYD, PA	Firm change after gap

Relationships

Registered with (6)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ P••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2015 to Mar 31, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 6, 2012 to Aug 12, 2014factForm ADV
→ L••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d97a69af-9046-95c4-7604-1b1aaca80442
First observed: Feb 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.