DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Joseph Ponzio
Feed of 09/14/2026
Also filed as Peter J. Ponzio
At current firm
3 y
since Oct 3, 2022
In the industry
41 y
since Nov 27, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince Oct 3, 2022 · Bala Cynwyd, Pa
- Penn Investment Advisors, Inc. formerJan 12, 2015 to Mar 31, 2023 · Bala Cynwyd, Pa
- LPL Financial LLC BD affiliatedNov 6, 2012 to Aug 12, 2014 · Mercerville, Nj
- Longview Financial Advisors, LLC formerAug 29, 2011 to Jul 18, 2013 · King Of Prussia, Pa
- Longview Capital Management LLC formerJan 9, 2009 to Aug 30, 2011 · Wilmington, De
- Voya Financial Advisors, Inc. BD affiliatedFeb 6, 2007 to Dec 4, 2008 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- Penn Investment Advisors, Inc. to Equitable Advisors, LLCleft Mar 31, 2023, registered Oct 3, 2022 (-179 days) · channel change inside one enterprise, not a move · moved with a team
- LPL Financial LLC to Penn Investment Advisors, Inc.left Aug 12, 2014, registered Jan 12, 2015 (153 days) · Other
- Longview Financial Advisors, LLC to LPL Financial LLCleft Jul 18, 2013, registered Nov 6, 2012 (-254 days) · Other
- Longview Capital Management LLC to Longview Financial Advisors, LLCleft Aug 30, 2011, registered Aug 29, 2011 (-1 days) · Other
- Voya Financial Advisors, Inc. to Longview Capital Management LLCleft Dec 4, 2008, registered Jan 9, 2009 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address