DFX Intelligence

H•••• M•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

H•••• M•••••• H••••••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Fishers, IN

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Search this name across graphsid dfx:ria:d984e747-8704-975d-9880-c9152838fb44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Oct 3, 2019	n/a	yes	MORRISTOWN, NJ\|Fishers, IN	Current employment
G••••• F••••••••• L••	Independent wealth	Oct 26, 2011	Nov 24, 2020	no	CARMEL, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F••••••••• L••	P•••••• A•••••• G••••• L••	Nov 24, 2020	Oct 3, 2019	-418	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
159003:155216:IN:2020-11-24	Nov 24, 2020	Oct 3, 2019	CARMEL, IN	Firm change after gap

Relationships

Registered with (2)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Oct 3, 2019 to presentfactForm ADV
→ G••••• F••••••••• L••Registered adviserregistration: previous registration
Oct 26, 2011 to Nov 24, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d984e747-8704-975d-9880-c9152838fb44
First observed: Oct 26, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.