DFX Intelligence

J•••• L••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant33 years in industry

J•••• L••• G•••••

Advisor at P••••••• A••••••• I••••••••• S•••••••

Englewood, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••• I••••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 10, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••• I••••••••• S•••••••	State registered	Apr 8, 2019	n/a	yes	Englewood, CO	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 25, 2018	Dec 31, 2018	no	Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P••••••• A••••••• I••••••••• S•••••••	Dec 31, 2018	Apr 8, 2019	98	Firm change	Ibd to state RIA
D••• I••••••••• L••	A••••••••• F•••••••• S•••••••• L••	May 25, 2018	May 25, 2018

Relationships

Registered with (9)

→ P••••••• A••••••• I••••••••• S•••••••Registered adviserregistration: current employment
Apr 8, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 25, 2018 to Dec 31, 2018factForm ADV
→ D••• I••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2017 to May 25, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 16, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.