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Reading the graph
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Advisor at B••••• P••••• A•••••••• L••
NEWPORT BEACH, CA | Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• P••••• A•••••••• L•• | Independent wealth | Oct 16, 2024 | n/a | yes | Pasadena, CA|NEWPORT BEACH, CA | Current employment |
| P•••••• A••••••••• A••••••• G••••• L•• | Former SEC adviser | Jun 24, 2011 | Sep 5, 2013 | no | PASADENA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• A••••••• L•• | P•••••• A••••••••• A••••••• G••••• L•• | Oct 31, 2024 | Jun 24, 2011 | -4,878 | Firm change after gap | Other |
| P•••••• A••••••••• A••••••• G••••• L•• | B••••• P••••• A•••••••• L•• | Sep 5, 2013 | Oct 16, 2024 |
| B••••• A••••••• L•• | Former SEC adviser | Oct 16, 2009 | Oct 31, 2024 | no | PASADENA, CA|PASADENA, CA | Previous registration |
| 4,059 |
| Firm change after gap |
| Other |