DFX Intelligence

B•••••• A•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••••• A•••• O•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

MILWAUKEE, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 30, 2011	n/a	yes	MILWAUKEE, WI	Current employment
R••••••• V•••• P•••••••• L••	Former SEC adviser	Nov 10, 2009	Apr 12, 2011	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• V•••• P•••••••• L••	R••••• W• B•••• • C•• I•••••••••	Apr 12, 2011	Nov 30, 2011	232	Firm change	Other
M•••••• I••••••••• H•••••••• I••	R••••••• V•••• P•••••••• L••	Apr 18, 2008	Nov 10, 2009

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Nov 30, 2011 to presentfactForm ADV
→ R••••••• V•••• P•••••••• L••Registered adviserregistration: previous registration
Nov 10, 2009 to Apr 12, 2011factForm ADV
→ M•••••• I••••••••• H•••••••• I••Registered adviserregistration: previous registration
Aug 5, 2002 to Apr 18, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.