DFX Intelligence

M•••••• J•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

M•••••• J•••• F••••••

Advisor at C••••••• P•••••••• I•••

NEW YORK, NY | Vancouver, WA

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Search this name across graphsid dfx:ria:d9a0fc1d-44f4-2228-3034-086f0589985e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Dec 6, 2024	n/a	yes	Vancouver, WA\|NEW YORK, NY	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	May 2, 2022	Jan 31, 2023	no	SARASOTA, FL\|Dublin, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• W••••• M••••••••• L••	O••••• I••••••••• A••••••• L••	Feb 5, 2025	May 2, 2022	-1,010	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	C••••••• P•••••••• I•••	Jan 31, 2023	Dec 6, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
167658:305565:CA:2019-09-30	Sep 30, 2019	Oct 1, 2019	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (7)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ F•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 29, 2020 to Feb 5, 2025factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 2, 2022 to Jan 31, 2023factForm ADV
→ C••••••• P•••••• W•••••• L••

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9a0fc1d-44f4-2228-3034-086f0589985e
First observed: Aug 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.