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Advisor at VIMA, LLC
TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIMA, LLC | Independent wealth | Apr 6, 2020 | n/a | yes | TROY, MI | Current employment |
| THURSTON SPRINGER FINANCIAL | Former SEC adviser | Feb 15, 2019 | Feb 6, 2020 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|Bloomington, IN | Previous registration |
| EDWARD JONES | National bd RIA | Nov 16, 2010 | Mar 1, 2019 | no | BLOOMINGTON, IN|BLOOMINGTON, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Nov 16, 2010 | no | BEDFORD, IN|BEDFORD, IN | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Jan 14, 2005 | Jul 6, 2005 | no | BEDFORD, IN | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | Sep 9, 2003 | Feb 1, 2005 | no | BLOOMINGTON, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THURSTON SPRINGER FINANCIAL | VIMA, LLC | Feb 6, 2020 | Apr 6, 2020 | 60 | Firm change | Other |
| EDWARD JONES | THURSTON SPRINGER FINANCIAL | Mar 1, 2019 | Feb 15, 2019 | -14 | Firm change | Ibd to ibd |
| CHASE INVESTMENT SERVICES CORP. | EDWARD JONES | Nov 16, 2010 | Nov 16, 2010 | 0 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |
| LEGEND ADVISORY, LLC | BANC ONE SECURITIES CORPORATION | Feb 1, 2005 | Jan 14, 2005 | -18 | Firm change | Other |