L••• N• C•••

Advisor at A•••• O•• W••••• M••••••••• L••

Findlay, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ac8cf2-b0e5-2d0c-88d2-5e496d440813

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• O•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• O•• W••••• M••••••••• L••	Independent wealth	Dec 15, 2025	n/a	yes	Findlay, OH	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 11, 2025	Nov 24, 2025	no	Findlay, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	A•••• O•• W••••• M••••••••• L••	Nov 24, 2025	Dec 15, 2025	21	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:336350:OH:2025-11-18	Nov 24, 2025	Dec 15, 2025	FINDLAY, OH	Firm change

Relationships

Registered with (2)

→ A•••• O•• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 11, 2025 to Nov 24, 2025factForm ADV

Dated events

Occurred
Nov 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9ac8cf2-b0e5-2d0c-88d2-5e496d440813
First observed: Apr 11, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.